Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diana Dalton StieffelUBS Financial Services Inc.Morgan Keegan & Company, Inc.01-12-2009
Amanda Lynn BarcliffLPL Financial LLCMorgan Keegan & Company, Inc.01-14-2009
Oliver Morgan Hall Jr.UBS Financial Services Inc.Morgan Keegan & Company, Inc.02-10-2009
Tony Randal JacksonWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.$1003-05-2009
Ralph Hicks Weems IIIWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.03-05-2009
Mary Frances BarichLPL Financial LLCMorgan Keegan & Company, Inc.04-13-2009
James Lester Gillis IVRaymond James Financial Services, Inc.Morgan Keegan & Company, Inc.05-15-2009
Ben E Edward ThomasWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.05-26-2009
Francis Patrick CunninghamB. Riley Wealth ManagementMorgan Keegan & Company, Inc.$10006-26-2009
Alan Ray Tipton Jr.LPL Financial LLCMorgan Keegan & Company, Inc.07-10-2009
Joseph Mccaughan MorrisonSentry, LLCMorgan Keegan & Company, Inc.07-15-2009
Edward Kerry SchererWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.$10007-20-2009
Francis Moffitt Traynor Jr.J.P. Morgan Securities LLCMorgan Keegan & Company, Inc.$10007-30-2009
Jason Kemble AdamsJ.P. Morgan Securities LLCMorgan Keegan & Company, Inc.07-30-2009
James Curtis Knapp Jr.LPL Financial LLCMorgan Keegan & Company, Inc.08-07-2009
James Francis EddinsMorgan StanleyMorgan Keegan & Company, Inc.08-07-2009
Robert Louis KincaidHilltop Securities Independent Network Inc.Morgan Keegan & Company, Inc.$1008-18-2009
Thomas Michael PowersLPL Financial LLCMorgan Keegan & Company, Inc.09-14-2009
Robert Gray Davis Jr.LPL Financial LLCMorgan Keegan & Company, Inc.10-09-2009
Steven HerceMorgan StanleyMorgan Keegan & Company, Inc.10-12-2009
Anne Goodrich HaganSigma Financial CorporationMorgan Keegan & Company, Inc.11-13-2009
Kyle Howard AttarianPlancorp, LLCMorgan Keegan & Company, Inc.11-18-2009
Caralyn Vansice BalthropFTB Advisors, Inc.Morgan Keegan & Company, Inc.12-15-2009
Richard Keith O'ConnorFirst Kentucky Securities CorporationMorgan Keegan & Company, Inc.12-31-2009
Michael A HorlanderFirst Kentucky Securities CorporationMorgan Keegan & Company, Inc.12-31-2009
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Showing 1 to 25 of 750 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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