Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ethan Preston CopelandCetera Investment Services LLCMorgan Keegan & Company, Inc.$26001-10-2013
Michael Shawn SyxAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.$25009-28-2012
Charles E. Durham IIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Keegan & Company, Inc.$50009-27-2012
Greg James MartinBBVA Compass Investment Solutions, Inc.Morgan Keegan & Company, Inc.09-13-2012
Elizabeth Kuban CarlingtonAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.06-04-2012
Joe Howard Hamilton Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Keegan & Company, Inc.$50005-01-2012
Jason Allan SpiveyMorgan StanleyMorgan Keegan & Company, Inc.05-01-2012
Cavett Robert CooperAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.02-20-2012
Daniel Lee SloanLPL Financial LLCMorgan Keegan & Company, Inc.$10012-12-2011
Christopher Michael HagenLPL Financial LLCMorgan Keegan & Company, Inc.$50012-12-2011
Michael Charles Lloyd PrewittMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.$10009-09-2011
Richard Joseph SmithWells Fargo Advisors Financial Network, LLCMorgan Keegan & Company, Inc.$15009-09-2011
Jason Jennings BryantMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.$10009-01-2011
Paige Watson LombardyVALIC Financial Advisors, Inc.Morgan Keegan & Company, Inc.07-01-2011
Brooks Judson CollinsMorgan StanleyMorgan Keegan & Company, Inc.$25006-29-2011
Monty David HatcherWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Keegan & Company, Inc.$25003-08-2011
Mary Wynne Browne EstesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.$50003-01-2011
Teresa Skipper BechardMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.08-25-2010
John Hamilton Pounds IIIMorgan StanleyMorgan Keegan & Company, Inc.$50007-19-2010
Joseph Elbert FreemanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Keegan & Company, Inc.$50006-11-2010
Brian Christopher HaynesSA Stone Wealth Management Inc.Morgan Keegan & Company, Inc.01-08-2010
Charles Benjamin ChapmanMorgan StanleyMorgan Keegan & Company, Inc.12-14-2009
James Francis EddinsMorgan StanleyMorgan Keegan & Company, Inc.$10008-07-2009
Eric Galvin JohnsonCitigroup Global Markets Inc.Morgan Keegan & Company, Inc.$25005-27-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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