Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clifford Anderson RutledgeWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Keegan & Company, Inc.12-01-2012
Edward Thomas BolognaAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.08-31-2012
Edward Allan KnowlesKestra Investment Services, LLCMorgan Keegan & Company, Inc.08-21-2012
Edgardo L ValePFS Investments Inc.Morgan Keegan & Company, Inc.07-01-2012
Stephen Albert ZybellAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.04-13-2012
Clotilde LeviCGIS Securities LLCMorgan Keegan & Company, Inc.03-08-2012
Philip Franklin Morrissey Jr.Morgan StanleyMorgan Keegan & Company, Inc.02-17-2012
Brian Tyler HarrodMorgan StanleyMorgan Keegan & Company, Inc.02-16-2012
Jennifer Lynne ChattertonMorgan StanleyMorgan Keegan & Company, Inc.10-28-2011
Roberto 'Tucker' Maria LopezLPL Financial LLCMorgan Keegan & Company, Inc.09-30-2011
Richard Anthony WilliamsonMorgan StanleyMorgan Keegan & Company, Inc.09-30-2011
Julie Yvette Landry-MoellerCapital Guardian, LLCMorgan Keegan & Company, Inc.09-10-2010
Gail C. LandryMorgan StanleyMorgan Keegan & Company, Inc.08-31-2010
James Robert Sory Jr.LPL Financial LLCMorgan Keegan & Company, Inc.08-30-2010
Charles Peter VinezIndependent Financial PartnersMorgan Keegan & Company, Inc.06-04-2010
Mahmoud ElawadiMorgan StanleyMorgan Keegan & Company, Inc.05-27-2010
Cesar Rafael OteroMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.04-26-2010
Ricardo RamirezCapital Guardian, LLCMorgan Keegan & Company, Inc.06-18-2009
Rafael R. LopezMorgan StanleyMorgan Keegan & Company, Inc.$10007-06-2012
Mitchell Howard HirschMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Keegan & Company, Inc.$10012-01-2011
Wayne Thomas AltmanAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.$10008-03-2011
John James McLaughlin IVMorgan StanleyMorgan Keegan & Company, Inc.$10006-28-2011
Michael Stephan GoldAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.$10006-24-2011
Lawrence Roger RiceAmeriprise Financial Services, Inc.Morgan Keegan & Company, Inc.$10005-13-2011
Kenneth Lovell BrownJ.P. Turner & Company, L.L.C.Morgan Keegan & Company, Inc.$10005-10-2011
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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