Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Howard SparkmanB. Riley Wealth ManagementMorgan Keegan & Company, Inc.12-02-2011
Mark Tracy StreetGuideStone Financial ServicesMorgan Keegan & Company, Inc.$2506-11-2012
Erik Alexis CarringtonHancock Whitney Investment Services Inc.Morgan Keegan & Company, Inc.12-12-2011
Robert Alvin Harty Jr.Hilltop Securities Inc.Morgan Keegan & Company, Inc.05-18-2012
Joseph Alexander GuffeyLPL Financial LLCMorgan Keegan & Company, Inc.09-21-2012
Lance Allen BrowningLPL Financial LLCMorgan Keegan & Company, Inc.$5008-30-2012
Pauletta Jane BonnerLPL Financial LLCMorgan Keegan & Company, Inc.$2508-30-2012
Judith Alejandra C. PhillipsLPL Financial LLCMorgan Keegan & Company, Inc.08-30-2012
Sean Patrick RayLPL Financial LLCMorgan Keegan & Company, Inc.05-31-2012
Harry Russell HeadrickLPL Financial LLCMorgan Keegan & Company, Inc.$5005-29-2012
Sandra Wright MacdowellMorgan StanleyMorgan Keegan & Company, Inc.$2507-02-2012
Steven HerceMorgan StanleyMorgan Keegan & Company, Inc.10-12-2009
Yevgeny TunitskyOppenheimer & Co. Inc.Morgan Keegan & Company, Inc.$1005-07-2012
John Franklin Hill Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
Joseph Patrick WoffordRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
Gregory James KoontzRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
Gary Chris TateRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
James Carter Boone IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
John Carl SudduthRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$10002-13-2013
Leslie Denise BarnettRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Robert Banks DonnellyRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Joseph Jordan French IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Rita Wright OujeskyRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Angela Michele ConleyRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
Jennifer Finkle MartinezRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$5002-13-2013
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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