Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michel PalacciBolton Global CapitalMorgan Stanley$12506-03-2019
Matthew Manning IIRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
Robert Michael MossU.S. Bancorp Investments, Inc.Morgan Stanley05-28-2019
Joseph Warren McVeyUBS Financial Services Inc.Morgan Stanley$15005-24-2019
Kristine Ann BuchbandFSC Securities CorporationMorgan Stanley$10005-24-2019
James Matthew PrisbyWells Fargo Clearing Services, LLCMorgan Stanley$105-24-2019
Robert David PearsonRaymond James & Associates, Inc.Morgan Stanley$1,00005-24-2019
Ronnyjane GoldsmithRaymond James Financial Services, Inc.Morgan Stanley$5005-24-2019
Douglas J MarkenRaymond James & Associates, Inc.Morgan Stanley$5005-13-2019
Lon Paige HattonAmeriprise Financial Services, Inc.Morgan Stanley$105-10-2019
Peter Joseph SullivanAmeriprise Financial Services, Inc.Morgan Stanley$105-10-2019
Greg RosenAmeriprise Financial Services, Inc.Morgan Stanley$5005-10-2019
Thomas William LeidnerPurshe Kaplan Sterling InvestmentsMorgan Stanley$2505-10-2019
Whitney C StrublePurshe Kaplan Sterling InvestmentsMorgan Stanley05-10-2019
Joseph Bradley SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-09-2019
Joseph A. Corona Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$1005-09-2019
Michael George CoronaWells Fargo Clearing Services, LLCMorgan Stanley$10005-09-2019
James Phillip Lombardo Jr.Ameriprise Financial Services, Inc.Morgan Stanley$10005-03-2019
Barry Mitchell DershawAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Francisco Jose TortSecurities America, Inc.Morgan Stanley$5005-03-2019
Natalie Fletcher DavisWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Jeffrey Ronald DavisWells Fargo Clearing Services, LLCMorgan Stanley$15005-03-2019
Paul Scott MagnessWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Mark Kenneth VigilKestra Investment Services, LLCMorgan Stanley$5005-02-2019
Devorah R GoodmanNational Securities CorporationMorgan Stanley$10005-02-2019
Next Page »

Showing 1 to 25 of 8,199 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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