Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David GalicJ.P. Morgan Securities LLCMorgan Stanley10-29-2019
Jason Rex MansurWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$5010-28-2019
Amy Beth DeckerOppenheimer & Co. Inc.Morgan Stanley$5010-24-2019
Miguel Alejandro AlvarezSynovus Securities, Inc.Morgan Stanley10-23-2019
Danny F. Fisher Jr.Royal Alliance Associates, Inc.Morgan Stanley10-23-2019
Tyler David ClarkAmeriprise Financial Services, Inc.Morgan Stanley$5010-18-2019
Carrie A VanceMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-14-2019
John JenningsRaymond James Financial Services, Inc.Morgan Stanley$10610-04-2019
Kelly AndersonRaymond James & Associates, Inc.Morgan Stanley09-30-2019
Sherryleen A. LynchCitigroup Global Markets Inc.Morgan Stanley10-03-2019
Sean Patrick QuinnInternational Assets Advisory, LLCMorgan Stanley$1,00009-23-2019
Harrison CostinLPL Financial LLCMorgan Stanley09-23-2019
Sean M. GradyJ.P. Morgan Securities LLCMorgan Stanley09-18-2019
Tyler Michael RichterAmeriprise Financial Services, Inc.Morgan Stanley09-17-2019
Karen Vibe Ameriprise Financial Services, Inc.Morgan Stanley$8908-30-2019
Adrianne S. YamakiDavid A. Noyes & CompanyMorgan Stanley$5009-13-2019
Stephen Huggins, Linda Winders, Blair Huggins, JD Huggins Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$34508-23-2019
Ron Witter Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$4908-29-2019
John David MacikBiltmore Family Office, LLCMorgan Stanley09-10-2019
Stephen Albert GarnickRaymond James Financial Services, Inc.Morgan Stanley$10009-05-2019
Stephen William NilesRaymond James Financial Services, Inc.Morgan Stanley$5009-05-2019
Michael Lawrence SidenRockefeller Financial LLCMorgan Stanley$50009-04-2019
Eric Andrew DitonPurshe Kaplan Sterling InvestmentsMorgan Stanley$15008-30-2019
Karen Diane VibeAmeriprise Financial Services, Inc.Morgan Stanley$1,00008-30-2019
Michael Lawrence SidenRockefeller Financial LLCMorgan Stanley$50008-30-2019
Next Page »

Showing 1 to 25 of 5,774 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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