Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Michael RyanUBS Financial Services Inc.Morgan Stanley$5002-15-2019
Craig Allen LewisUBS Financial Services Inc.Morgan Stanley$5002-15-2019
Eric Galvin Johnson, Brooks Judson CollinsWells Fargo Clearing Services, LLCMorgan Stanley$5002-15-2019
Blake Peter EpsteinRBC Capital Markets, LLCMorgan Stanley$5002-15-2019
Christopher Gerard SteinhauerRBC Capital Markets, LLCMorgan Stanley$5002-15-2019
Robert DeblasioWells Fargo Clearing Services, LLCMorgan Stanley$2502-15-2019
John Kennedy MarshallWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Steven Andrew RodmanWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Eric WittRaymond James Financial Services, Inc.Morgan Stanley02-15-2019
Carlos NinoRaymond James & Associates, Inc.Morgan Stanley02-15-2019
Patrick Neal StraderWells Fargo Advisors Financial Network, LLCMorgan Stanley$29102-14-2019
Marco OreamunoBolton Global CapitalMorgan Stanley$23001-23-2019
Matthew HavertyRBC Capital Markets, LLCMorgan Stanley$5002-08-2019
Calvin R. KongAmeriprise Financial Services, Inc.Morgan Stanley$14110-26-2018
Gregory E StevensRaymond James & Associates, Inc.Morgan Stanley$5002-07-2019
Stephen Vincent SpiresRaymond James & Associates, Inc.Morgan Stanley02-07-2019
Ryan Thomas LogueCapital AnalystsMorgan Stanley02-07-2019
Logan Meisel PessesUBS Financial Services Inc.Morgan Stanley02-01-2019
Julie Kay SullivanRBC Capital Markets, LLCMorgan Stanley$1,00001-31-2019
David Peter ReissInternational Assets Advisory, LLCMorgan Stanley01-31-2019
Mary Gail SycamoreAmeriprise Financial Services, Inc.Morgan Stanley01-30-2019
Shawn M. TeufelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-30-2019
Caitlin Elizabeth BoshnackAmeriprise Financial Services, Inc.Morgan Stanley01-30-2019
Bradley Robert MillerUSCA Securities LLCMorgan Stanley$15001-28-2019
Nicole Marie RenauxPioneer Wealth Management Group, IncMorgan Stanley01-28-2019
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Showing 276 to 300 of 5,794 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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