Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tahj HoldenJanney Montgomery Scott LLCMorgan Stanley01-31-2020
Sheryl OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Kathleen FisherJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Mary Ann PerroneJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Sarah Smith Janney Montgomery Scott LLCMorgan Stanley01-17-2020
John Bernard WrightWells Fargo Clearing Services, LLCMorgan Stanley05-01-2020
Elton Ping He LaiWells Fargo Clearing Services, LLCMorgan Stanley05-01-2020
Linda Ann YoungerCapital Advisors, Inc.Morgan Stanley04-30-2020
Steven Douglas ReuhlMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-30-2020
Mitchell Cameron EdwardsJ.P. Morgan Securities LLCMorgan Stanley04-29-2020
Lois J. GregoryJ.P. Morgan Securities LLCMorgan Stanley04-28-2020
Iviana HornedoAon Hewitt Financial Advisors, LLCMorgan Stanley04-28-2020
Bradford Dewitt DelanoyLPL Financial LLCMorgan Stanley$10004-24-2020
Blue Alexander HybnerCetera Investment Services LLCMorgan Stanley04-23-2020
Stacy Lynn FoxUBS Financial Services Inc.Morgan Stanley04-23-2020
Xiao Wen LuoUBS Financial Services Inc.Morgan Stanley04-23-2020
Matthew Fredrick ChamberlinRound Rock Advisors LLCMorgan Stanley04-22-2020
Neil Rajaram ParekhWells Fargo Clearing Services, LLCMorgan Stanley04-22-2020
Michael John GoldammerPrincipal Securities, Inc.Morgan Stanley04-20-2020
Sonya Renee NiewiekMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-20-2020
Emma Rose SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-20-2020
Michael Thomas JonesPruco Securities, LLC.Morgan Stanley04-13-2020
John Richard CarterUBS Financial Services Inc.Morgan Stanley04-13-2020
Bharat DatwaniGoldman Sachs & Co.Morgan Stanley04-08-2020
Jessica Amanda ClowneyJ.P. Morgan Securities LLCMorgan Stanley04-07-2020
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Showing 1 to 25 of 11,228 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.