Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alicia M ItzainaLPL Financial LLCMorgan Stanley$16802-14-2020
Abraham Paul HorowitzAmeriprise Financial Services, LLCMorgan Stanley$5002-14-2020
Michael Lieberman Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$7402-27-2020
Gonzalo CanelasBolton Global CapitalMorgan Stanley03-05-2020
Paul Roger GuggerSecurities America, Inc.Morgan Stanley$5003-02-2020
Chad Steven KaufmanRaymond James Financial Services, Inc.Morgan Stanley$1,00002-28-2020
Lee Eldon CoomlerRaymond James Financial Services, Inc.Morgan Stanley$1,00002-28-2020
John Harrrison SargentRockefeller Financial LLCMorgan Stanley$1,52502-24-2020
Daniel Nathan MarchonRockefeller Financial LLCMorgan Stanley02-21-2020
Brian Joseph CaseyWells Fargo Clearing Services, LLCMorgan Stanley$2502-18-2020
Duncan Keith MackayWells Fargo Clearing Services, LLCMorgan Stanley$5002-18-2020
Brent Charles IonOppenheimer & Co. Inc.Morgan Stanley$5002-18-2020
Philip Gregory MathiasWells Fargo Clearing Services, LLCMorgan Stanley$10002-18-2020
David Michael VerkuilenWells Fargo Clearing Services, LLCMorgan Stanley$5002-18-2020
Matthew George RoweRaymond James & Associates, Inc.Morgan Stanley$5002-18-2020
Brent Charles IonRockefeller Financial LLCMorgan Stanley$2502-14-2020
Matthew George RoweRockefeller Financial LLCMorgan Stanley02-14-2020
David Michael VerkuilenWells Fargo Clearing Services, LLCMorgan Stanley$10002-14-2020
Carl Blair Pritchett IIIAmeriprise Financial Services, Inc.Morgan Stanley$5002-17-2020
Michael Allen ReimerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10002-14-2020
Mark Martin McCulloch Jr.Raymond James Financial Services, Inc.Morgan Stanley$10002-14-2020
Brandon Jeffrey WatersLPL Financial LLCMorgan Stanley$16802-14-2020
Edward A. JeterRockefeller Financial LLCMorgan Stanley$10002-14-2020
Eric B. HermansonRockefeller Financial LLCMorgan Stanley$5002-14-2020
Mark Martin McCulloch Jr.First Allied Securities, Inc.Morgan Stanley$10001-31-2020
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Showing 1 to 25 of 10,779 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.