Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Renee Hof-LaceyRaymond James & Associates, Inc.Morgan Stanley$11508-17-2020
Jeffery DavisAmeriprise Financial Services, LLCMorgan Stanley$15505-08-2020
Ron Phelps Jacob HamusAmeriprise Financial Services, LLCMorgan Stanley$32103-27-2020
Randy CarusoBolton Global CapitalMorgan Stanley$12011-01-2019
John JenningsRaymond James Financial Services, Inc.Morgan Stanley$10610-04-2019
Karen Vibe Ameriprise Financial Services, LLCMorgan Stanley$8908-30-2019
Paige Hatton Peter SullivanAmeriprise Financial Services, LLCMorgan Stanley$33805-10-2019
Marc Strasser Jared StrasserAmeriprise Financial Services, LLCMorgan Stanley$18904-18-2019
Paul Daniel StrongAmeriprise Financial Services, LLCMorgan Stanley$14904-18-2019
Sandy JukelAmeriprise Financial Services, LLCMorgan Stanley$18103-29-2019
Nora CastroAmeriprise Financial Services, LLCMorgan Stanley$22702-15-2019
Marco OreamunoBolton Global CapitalMorgan Stanley$23001-23-2019
Joseph Fioravante DemarcoAmeriprise Financial Services, LLCMorgan Stanley$11301-18-2019
Rick MundraneAmeriprise Financial Services, LLCMorgan Stanley$10611-09-2018
Calvin R KongAmeriprise Financial Services, LLCMorgan Stanley$14110-26-2018
Marcy Rose Joseph SorannoAmeriprise Financial Services, LLCMorgan Stanley$18507-07-2018
Luke Tolson Brian FoxProspera Financial Services, Inc.Morgan Stanley$6506-29-2018
Roger Daniel Bryan DanielAmeriprise Financial Services, LLCMorgan Stanley$32801-12-2018
Paul NotermannAmeriprise Financial Services, LLCMorgan Stanley$9211-20-2017
Jay GordonAmeriprise Financial Services, LLCMorgan Stanley$7311-20-2017
Ryan LurieAmeriprise Financial Services, LLCMorgan Stanley$6911-20-2017
Douglas Wells Ralph Trecaso Chris WaltersIFS SecuritiesMorgan Stanley$30011-02-2017
David Johnston Keith JohnstonKestra Investment Services, LLCMorgan Stanley$15010-30-2017
William Wiseman Parker WisemanAmeriprise Financial Services, LLCMorgan Stanley$13309-14-2017
Ian DietzLPL Financial LLCMorgan Stanley$7009-08-2017
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Showing 1 to 25 of 7,720 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.