Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sam Peter John Irvine1st Global Capital Corp.Morgan Stanley11-25-2014
Elizabeth L. McCormack1st Global Capital Corp.Morgan Stanley05-01-2013
Meryl Linda Futey1st Global Capital Corp.Morgan Stanley08-05-2011
Martin Charles Johnson361 Financial Planning, Inc.Morgan Stanley05-23-2016
Tom Kirk, Margaret Dechant, Andrew Mies, Bryan Green, Steve Bahm, Pam Smith, Sarah Hampton6 MeridianMorgan Stanley$2,20009-12-2016
Andrew John Mies6 Meridian LLCMorgan Stanley09-09-2016
Denice Renea Robinson6 Meridian LLCMorgan Stanley09-09-2016
Bryan Scott Green6 Meridian LLCMorgan Stanley09-09-2016
Pamela Ann Smith6 Meridian LLCMorgan Stanley09-09-2016
Margaret Ann Dechant6 Meridian LLCMorgan Stanley09-09-2016
Sarah Jean Hampton6 Meridian LLCMorgan Stanley09-09-2016
Trevor Lawerence Phillippi6 Meridian LLCMorgan Stanley09-09-2016
Thomas Henry Kirk III6 Meridian LLCMorgan Stanley09-09-2016
Ben D David DembinA.G.P. / Alliance Global PartnersMorgan Stanley$5405-15-2019
Donavan CoxAberle Investment Management, LLCMorgan Stanley11-27-2017
Matthew James FloodAbner Herrman & Brock, LLCMorgan Stanley09-06-2011
Gregory Jay MolleAdvisorNet Wealth ManagementMorgan Stanley09-12-2014
James Raymond AljianAljian Capital ManagementMorgan Stanley09-06-2013
Jessica Marie MarkarianAljian Capital ManagementMorgan Stanley09-06-2013
Eric J. JacksonAllen & Company of Florida, Inc.Morgan Stanley06-06-2019
Thomas Alan BixbyAllen & Company of Florida, Inc.Morgan Stanley02-22-2013
John Joseph LeonardAllianceBernstein L.P.Morgan Stanley10-05-2009
Daniel Lee ShuckAllstate Financial Advisors, LLCMorgan Stanley05-24-2017
Jamaal James MooreAllstate Financial Services, LLCMorgan Stanley03-13-2013
Joseph Carroll Anderson Jr.Allstate Financial Services, LLCMorgan Stanley08-26-2010
Next Page »

Showing 1 to 25 of 5,783 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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