Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles William BockstahlerRaymond James & Associates, Inc.Morgan Stanley06-01-2009
Nina E ParramoreOppenheimer & Co. Inc.Morgan Stanley06-01-2009
Peter M. RogersNew England SecuritiesMorgan Stanley06-03-2009
George Andrew Wright Jr.Raymond James Financial Services, Inc.Morgan Stanley06-05-2009
Glenn Stanley TetleyRaymond James Financial Services, Inc.Morgan Stanley$10006-05-2009
Iris Cohen PorushRaymond James Financial Services, Inc.Morgan Stanley06-05-2009
Richard Dennis Thomas OveryRaymond James Financial Services, Inc.Morgan Stanley$5006-05-2009
Robert Lynn Mendez Sr.Raymond James Financial Services, Inc.Morgan Stanley$10006-05-2009
Stuart Francis HonenbergerRaymond James Financial Services, Inc.Morgan Stanley06-05-2009
Walter Scott MowryRaymond James Financial Services, Inc.Morgan Stanley06-05-2009
William Jefferson BambrickAmeriprise Advisor Services, Inc.Morgan Stanley06-05-2009
Kay Lynette BarcusOppenheimer & Co. Inc.Morgan Stanley$15006-08-2009
Jeffrey David KantorUmpqua Investments, Inc.Morgan Stanley$15006-09-2009
John RuhSmith, Moore & Co.Morgan Stanley06-09-2009
Cameron Cole WilliamsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5006-10-2009
Deborah Lynn RushingWells Fargo Clearing Services, LLCMorgan Stanley06-10-2009
Jane Elizabeth SchroederWells Fargo Clearing Services, LLCMorgan Stanley06-10-2009
John Hugh Stephens Jr.RBC Capital Markets, LLCMorgan Stanley$15006-10-2009
Susan Mary VoelkelWells Fargo Clearing Services, LLCMorgan Stanley$15006-10-2009
Ana Luisa BarnettLPL Financial LLCMorgan Stanley06-11-2009
Andrew H BloomB. C. Ziegler and CompanyMorgan Stanley06-11-2009
Brian Alden FieldsRBC Capital Markets, LLCMorgan Stanley$5006-11-2009
Charles Albert Koch Jr., Timothy Wayne EngleRBC Capital Markets, LLCMorgan Stanley06-11-2009
Mark Richard SnyderRBC Capital Markets, LLCMorgan Stanley$15006-11-2009
Steven Edward GriffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-11-2009
Next Page »

Showing 1 to 25 of 8,219 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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