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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nina E ParramoreOppenheimer & Co. Inc.Morgan Stanley06-01-2009
Charles William BockstahlerRaymond James & Associates, Inc.Morgan Stanley$15006-01-2009
Glenn Stanley TetleyRaymond James Financial Services, Inc.Morgan Stanley$10006-05-2009
Robert Lynn Mendez Sr.Raymond James Financial Services, Inc.Morgan Stanley$5006-05-2009
Richard Dennis Thomas OveryRaymond James Financial Services, Inc.Morgan Stanley$5006-05-2009
Walter Scott MowryRaymond James Financial Services, Inc.Morgan Stanley06-05-2009
Iris Cohen PorushRaymond James Financial Services, Inc.Morgan Stanley06-05-2009
Stuart Francis HonenbergerRaymond James Financial Services, Inc.Morgan Stanley06-05-2009
George Andrew Wright Jr.Raymond James Financial Services, Inc.Morgan Stanley06-05-2009
William Jefferson BambrickAmeriprise Advisor Services, Inc.Morgan Stanley06-05-2009
Kay Lynette BarcusOppenheimer & Co. Inc.Morgan Stanley06-08-2009
Jeffrey David KantorUmpqua Investments, Inc.Morgan Stanley$5006-09-2009
John RuhSmith, Moore & Co.Morgan Stanley$2506-09-2009
Cameron Cole WilliamsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5006-10-2009
John Hugh Stephens Jr.RBC Capital Markets, LLCMorgan Stanley$15006-10-2009
Jane Elizabeth SchroederWells Fargo Clearing Services, LLCMorgan Stanley06-10-2009
Deborah Lynn RushingWells Fargo Clearing Services, LLCMorgan Stanley06-10-2009
Susan Mary VoelkelWells Fargo Clearing Services, LLCMorgan Stanley06-10-2009
William Christopher McShaneUmpqua Investments, Inc.Morgan Stanley$2506-11-2009
Ana Luisa BarnettLPL Financial LLCMorgan Stanley06-11-2009
Andrew H. BloomB. C. Ziegler and CompanyMorgan Stanley$5006-11-2009
Charles Albert Koch Jr.RBC Capital Markets, LLCMorgan Stanley$15006-11-2009
Mark Richard SnyderRBC Capital Markets, LLCMorgan Stanley$15006-11-2009
Timothy Wayne EngleRBC Capital Markets, LLCMorgan Stanley06-11-2009
Brian Alden FieldsRBC Capital Markets, LLCMorgan Stanley$5006-11-2009
Next Page »

Showing 1 to 25 of 11,158 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.