Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ron Phelps Jacob HamusAmeriprise Financial Services, LLCMorgan Stanley$32103-27-2020
Aamina Nadeem DaudpotaCharles Schwab & Co., Inc.Morgan Stanley06-08-2018
Aaron D SanorWells Fargo Clearing Services, LLCMorgan Stanley06-21-2019
Aaron E MechlingKMG Fiduciary Partners, LLCMorgan Stanley$1,00009-21-2018
Aaron HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-01-2019
Aaron Joseph TillWells Fargo Clearing Services, LLCMorgan Stanley05-10-2016
Aaron Joshua CirksenaSummit Brokerage Services, Inc.Morgan Stanley08-07-2015
Aaron L SeversonWells Fargo Clearing Services, LLCMorgan Stanley02-11-2014
Aaron Robert HagwoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-01-2015
Aaron W PetersanRaymond James Financial Services, Inc.Morgan Stanley11-07-2019
Abby Christine DorityAmeriprise Financial Services, LLCMorgan Stanley$5005-22-2020
Abel Macedo AraujoWells Fargo Clearing Services, LLCMorgan Stanley$2505-22-2020
Abigail Lynn SmithRaymond James Financial Services, Inc.Morgan Stanley06-29-2017
Abraham Paul HorowitzJanney Montgomery Scott LLCMorgan Stanley$5003-09-2020
Abraham Victor YudinWells Fargo Clearing Services, LLCMorgan Stanley$5007-10-2009
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$19208-09-2013
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15008-09-2013
Abu B M FarukhRaymond James & Associates, Inc.Morgan Stanley$5002-29-2012
Ada SaperUBS Financial Services Inc.Morgan Stanley$10009-11-2012
Adam Andrew KingLPL Financial LLCMorgan Stanley04-29-2014
Adam Benjamin CarlatPlanMember Securities CorporationMorgan Stanley10-10-2016
Adam C RothsteinBB&T Securities, LLCMorgan Stanley03-24-2016
Adam CatalfomoJ.P. Morgan Securities LLCMorgan Stanley04-10-2017
Adam Christopher KirbyWells Fargo Advisors Financial Network, LLCMorgan Stanley10-10-2014
Adam D ComptonRockefeller Financial LLCMorgan Stanley01-10-2020
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Showing 1 to 25 of 7,720 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.