Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron D SanorWells Fargo Clearing Services, LLCMorgan Stanley06-21-2019
Aaron Joshua CirksenaSummit Brokerage Services, Inc.Morgan Stanley08-07-2015
Aaron L. SeversonWells Fargo Clearing Services, LLCMorgan Stanley$10002-11-2014
Aaron Matthew NelsonKey Investment Services LLCMorgan Stanley02-08-2012
Aaron Paul KingstonUBS Financial Services Inc.Morgan Stanley06-19-2009
Aaron Robert Hagwood, James Scott Tomoda, Andres F Castano, Christine Michelle DroneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-01-2015
Aaron W PetersanRaymond James Financial Services, Inc.Morgan Stanley11-07-2019
Abraham Victor YudinWells Fargo Clearing Services, LLCMorgan Stanley$15007-10-2009
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$19208-09-2013
Abtin ZarrabiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-09-2013
Abu B M FarukhRaymond James & Associates, Inc.Morgan Stanley$5002-29-2012
Ada SaperUBS Financial Services Inc.Morgan Stanley09-11-2012
Adam Andrew KingLPL Financial LLCMorgan Stanley$1004-29-2014
Adam Benjamin CarlatPlanMember Securities CorporationMorgan Stanley10-10-2016
Adam C. RothsteinBB&T Securities, LLCMorgan Stanley03-24-2016
Adam Christopher KirbyWells Fargo Advisors Financial Network, LLCMorgan Stanley10-10-2014
Adam D DrokerWaterRock Global Asset ManagementMorgan Stanley04-01-2011
Adam Fischer IIIUBS Financial Services Inc.Morgan Stanley10-12-2011
Adam G LipskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-12-2011
Adam GoddardAmeriprise Financial Services, Inc.Morgan Stanley$10006-26-2015
Adam HechtWells Fargo Clearing Services, LLCMorgan Stanley01-05-2011
Adam James SearleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-31-2013
Adam Jason RosenfeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-30-2011
Adam Jason SchurMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-13-2017
Adam Joseph BrinkleyUBS Financial Services Inc.Morgan Stanley$2511-23-2012
Next Page »

Showing 1 to 25 of 5,783 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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