Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cody R. DemmelJanney Montgomery Scott LLCMorgan Stanley06-07-2019
Robert Michael MossU.S. Bancorp Investments, Inc.Morgan Stanley05-28-2019
Robert Michael MossU.S. Bancorp Investments, Inc.Morgan Stanley05-28-2019
Whitney C StrublePurshe Kaplan Sterling InvestmentsMorgan Stanley05-10-2019
Brian David BradberrySunTrust Investment Services, Inc.Morgan Stanley05-01-2019
Nicholas PennaRaymond James Financial Services, Inc.Morgan Stanley04-11-2019
Cameron Thomas HowardJ.P. Morgan Securities LLCMorgan Stanley04-02-2019
Kara Eileen O'ConnorFBL Marketing Services, LLCMorgan Stanley04-02-2019
Aida I VelazquezSunTrust Investment Services, Inc.Morgan Stanley03-29-2019
Matthew Michael HolmesCitizens Securities, Inc.Morgan Stanley03-19-2019
Gregory Wayne AllenEdward JonesMorgan Stanley03-15-2019
Andrew SenfieldNeuberger Berman LLCMorgan Stanley03-13-2019
Ryan Steven GorskiEdward JonesMorgan Stanley03-11-2019
Marc Timothy Pasquariello-WilliamsRBC Capital Markets, LLCMorgan Stanley03-06-2019
Jonathan Wesley EdwardsLPL Financial LLCMorgan Stanley03-05-2019
Joseph LehningEdward JonesMorgan Stanley02-20-2019
Seth D AlbeckUBS Financial Services Inc.Morgan Stanley02-15-2019
Steven Andrew RodmanWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Ryan K DenhaRKD Financial LLCMorgan Stanley02-12-2019
Ryan Thomas LogueCapital AnalystsMorgan Stanley02-07-2019
David Peter ReissInternational Assets Advisory, LLCMorgan Stanley01-31-2019
Shawn Michael TeufelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-30-2019
Daniel Ross SchmiederOppenheimer & Co. Inc.Morgan Stanley01-29-2019
Nicole Marie RenauxPioneer Wealth Management Group, IncMorgan Stanley01-28-2019
Stuart S. SuttonCantella & Co., Inc.Morgan Stanley01-28-2019
Next Page »

Showing 1 to 25 of 8,219 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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