Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary WongEquitable Advisors, LLCMorgan Stanley01-10-2020
Sheryl OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Tahj HoldenJanney Montgomery Scott LLCMorgan Stanley01-31-2020
Kathleen FisherJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Mary Ann PerroneJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Sarah Smith Janney Montgomery Scott LLCMorgan Stanley01-17-2020
Kelly AndersonRaymond James & Associates, Inc.Morgan Stanley09-30-2019
Mary Schulte Thomas Cleland Randy Sidio Maurice MathyBenjamin F. Edwards & Company, Inc.Morgan Stanley02-17-2016
Laurence M Braunstein Jordan BraunsteinJanney Montgomery Scott LLCMorgan Stanley05-13-2015
John J Riffle Patrick Easter Terry Sherman Michael RocheRBC Capital Markets, LLCMorgan Stanley02-10-2014
Tim Marwill Eric WittekRBC Capital Markets, LLCMorgan Stanley02-10-2014
Richard A LinnihanStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-01-2013
Darin LaubBarclays Capital Inc.Morgan Stanley05-16-2012
Brian M GedoniusHighpoint Advisor Group, LLCMorgan Stanley12-12-2014
Michael T MoriartyHighline Investment Partners, IncMorgan Stanley01-14-2014
Eric G Johnson Brooks CollinsWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Brad Nettune Trey WhippleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-04-2015
John MirsepahiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-14-2015
Shawn Shafer James Forsyth Steven MillerUBS Financial Services Inc.Morgan Stanley01-11-2012
Brad Benter Ken Abady Steve DeMatteoUBS Financial Services Inc.Morgan Stanley04-26-2011
Isaac KimGolden State Wealth ManagementMorgan Stanley02-06-2016
William D BurkeLebenthal Wealth AdvisorsMorgan Stanley01-15-2015
Todd R LovellRaymond JamesMorgan Stanley12-14-2014
Michael T LeePacilio Wealth ManagementMorgan Stanley07-02-2014
Bruce LedouxJPMorgan Chase & Co.Morgan Stanley06-25-2014
Next Page »

Showing 1 to 25 of 7,720 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.