Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harish Chander DangAmeriprise Financial Services, Inc.Morgan Stanley$2504-15-2011
Keith Alan WeinsteinAmeriprise Financial Services, Inc.Morgan Stanley09-30-2011
Robert Mason Stone IIAmeriprise Financial Services, Inc.Morgan Stanley$15001-06-2012
John T WorcesterAmeriprise Financial Services, Inc.Morgan Stanley09-28-2012
Alfred George Weaver Jr.Ameriprise Financial Services, Inc.Morgan Stanley09-28-2012
Thomas Allen PelleyAmeriprise Financial Services, Inc.Morgan Stanley01-11-2013
John Stanley RogersAmeriprise Financial Services, Inc.Morgan Stanley06-07-2013
Michael Jay ShulmanAmeriprise Financial Services, Inc.Morgan Stanley12-20-2013
Leonard Feeney NolanAmeriprise Financial Services, Inc.Morgan Stanley$15006-29-2017
Timothy John NolanAmeriprise Financial Services, Inc.Morgan Stanley$10006-29-2017
William Huntington WisemanAmeriprise Financial Services, Inc.Morgan Stanley$12808-17-2017
Parker Joseph WisemanAmeriprise Financial Services, Inc.Morgan Stanley08-17-2017
William Wiseman, Parker WisemanAmeriprise Financial Services, Inc.Morgan Stanley$13309-14-2017
Jay S. GordonAmeriprise Financial Services, Inc.Morgan Stanley$5011-02-2017
Jay GordonAmeriprise Financial Services, Inc.Morgan Stanley$7311-20-2017

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.