Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Stanley ZaborowskiAmeriprise Financial Services, Inc.Morgan Stanley11-19-2010
Peter Stephen SmithAmeriprise Financial Services, Inc.Morgan Stanley$50003-09-2012
David Francis BedardAmeriprise Financial Services, Inc.Morgan Stanley$25003-15-2012
Karen Linda HartleyAmeriprise Financial Services, Inc.Morgan Stanley09-14-2012
Ellen BurkeyAmeriprise Financial Services, Inc.Morgan Stanley$10005-03-2013
Thomas Francis Sporer Jr.Ameriprise Financial Services, Inc.Morgan Stanley$25006-05-2013
Dennis Ivan FreedmanAmeriprise Financial Services, Inc.Morgan Stanley$10008-20-2014
Ronald G HarrisAmeriprise Financial Services, Inc.Morgan Stanley$25001-01-2015
Kent D. KeithAmeriprise Financial Services, Inc.Morgan Stanley$10006-22-2018
Stephen Earl GansmanAmeriprise Financial Services, Inc.Morgan Stanley$50006-22-2018
Seth Philip GansmanAmeriprise Financial Services, Inc.Morgan Stanley06-22-2018
Christopher Robert BuckleyAmeriprise Financial Services, Inc.Morgan Stanley06-22-2018
Robert Joseph Massaroni Jr.Ameriprise Financial Services, Inc.Morgan Stanley$15008-02-2018

Showing 1 to 13 of 13 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.