Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Paul LydonAmeriprise Financial Services, LLCMorgan Stanley$5009-04-2020
Andrew M WatkinsAmeriprise Financial Services, LLCMorgan Stanley$15009-04-2020
Randall Craig SuttonAmeriprise Financial Services, LLCMorgan Stanley$5008-14-2020
Thomas Gerard RodmanAmeriprise Financial Services, LLCMorgan Stanley$10008-14-2020
Maureen Patricia Cioppi-GrillAmeriprise Financial Services, LLCMorgan Stanley$3508-14-2020
Paul Daniel TeufelAmeriprise Financial Services, LLCMorgan Stanley08-14-2020
Peter Michael HeidtAmeriprise Financial Services, LLCMorgan Stanley$10007-02-2020
Gabriel Yanez JrAmeriprise Financial Services, LLCMorgan Stanley$2506-26-2020
Robert Alan ReubenAmeriprise Financial Services, LLCMorgan Stanley$10006-16-2020
John Eric FalldinAmeriprise Financial Services, LLCMorgan Stanley$10005-22-2020
James Theodore Mattson JrAmeriprise Financial Services, LLCMorgan Stanley05-22-2020
Abby Christine DorityAmeriprise Financial Services, LLCMorgan Stanley$5005-22-2020
James Earl MattsonAmeriprise Financial Services, LLCMorgan Stanley05-22-2020
Jeffery DavisAmeriprise Financial Services, LLCMorgan Stanley$15505-08-2020
Jeffery Malcolm DavisAmeriprise Financial Services, LLCMorgan Stanley05-08-2020
Ron Phelps Jacob HamusAmeriprise Financial Services, LLCMorgan Stanley$32103-27-2020
Ronald Lawrence Phelps JrAmeriprise Financial Services, LLCMorgan Stanley$13403-27-2020
Jacob Addison HamusAmeriprise Financial Services, LLCMorgan Stanley$1003-27-2020
Sidney Jacqueline AvilaAmeriprise Financial Services, LLCMorgan Stanley03-25-2020
Samuel Peter BartolettaAmeriprise Financial Services, LLCMorgan Stanley$10003-06-2020
Carl Blair Pritchett IiiAmeriprise Financial Services, LLCMorgan Stanley$5002-14-2020
Jeff Richard BankAmeriprise Financial Services, LLCMorgan Stanley$15001-24-2020
Steve A LivlanichAmeriprise Financial Services, LLCMorgan Stanley01-24-2020
Eric Leroy PrallAmeriprise Financial Services, LLCMorgan Stanley$2501-17-2020
Nermin KhalilAmeriprise Financial Services, LLCMorgan Stanley01-03-2020
Next Page »

Showing 1 to 25 of 379 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.