Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Lynn HirshmanCharles Schwab & Co., Inc.Morgan Stanley$5001-07-2020
Brendan Daniel OrourkeCharles Schwab & Co., Inc.Morgan Stanley11-25-2019
Andrew Wesley GoodwinCharles Schwab & Co., Inc.Morgan Stanley11-20-2019
Michael Anthony BlackCharles Schwab & Co., Inc.Morgan Stanley10-17-2019
Paul DigiallonardoCharles Schwab & Co., Inc.Morgan Stanley$10009-04-2019
Ann Lynette TaylorCharles Schwab & Co., Inc.Morgan Stanley08-01-2019
Constance Mary FoleyCharles Schwab & Co., Inc.Morgan Stanley$15007-15-2019
Walter A VarianCharles Schwab & Co., Inc.Morgan Stanley04-16-2019
Obi TagboCharles Schwab & Co., Inc.Morgan Stanley04-16-2019
Winnie GuoCharles Schwab & Co., Inc.Morgan Stanley03-27-2019
Nicholas Joseph GiulianoCharles Schwab & Co., Inc.Morgan Stanley02-14-2019
Jason HowardCharles Schwab & Co., Inc.Morgan Stanley02-12-2019
Edward BurgosCharles Schwab & Co., Inc.Morgan Stanley01-18-2019
Artemio Herrera Jr.Charles Schwab & Co., Inc.Morgan Stanley01-10-2019
Brady Jay ClarCharles Schwab & Co., Inc.Morgan Stanley12-14-2018
Spencer Taft PettCharles Schwab & Co., Inc.Morgan Stanley12-14-2018
Kenneth Charles LafleurCharles Schwab & Co., Inc.Morgan Stanley$10011-09-2018
Salvatore John Guccione Jr.Charles Schwab & Co., Inc.Morgan Stanley10-09-2018
William Anthony RobertsCharles Schwab & Co., Inc.Morgan Stanley08-29-2018
Randall Kevin FidlerCharles Schwab & Co., Inc.Morgan Stanley$5007-16-2018
Leslie Diane MercierCharles Schwab & Co., Inc.Morgan Stanley07-05-2018
Aamina Nadeem DaudpotaCharles Schwab & Co., Inc.Morgan Stanley06-08-2018
Patrick R. McDermottCharles Schwab & Co., Inc.Morgan Stanley04-02-2018
Joseph PignatanoCharles Schwab & Co., Inc.Morgan Stanley03-01-2018
Sandra Elizabeth MendozaCharles Schwab & Co., Inc.Morgan Stanley$15002-13-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.