Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard KingEquitable Advisors, LLCMorgan Stanley08-10-2020
Vanessa Lima XavierEquitable Advisors, LLCMorgan Stanley05-06-2020
Gary WongEquitable Advisors, LLCMorgan Stanley01-10-2020
Robert Roderick RodriguezEquitable Advisors, LLCMorgan Stanley11-08-2019
Michael Lawrence DelisoEquitable Advisors, LLCMorgan Stanley03-01-2019
Stephen McgahranEquitable Advisors, LLCMorgan Stanley05-24-2018
Thomas E DooneyEquitable Advisors, LLCMorgan Stanley04-27-2018
Gregory Paul SmithEquitable Advisors, LLCMorgan Stanley04-07-2018
James Henry GallegosEquitable Advisors, LLCMorgan Stanley03-28-2017
Christopher Mathew VollmerEquitable Advisors, LLCMorgan Stanley07-31-2015
Joe M BrummelEquitable Advisors, LLCMorgan Stanley07-17-2014
Timothy Paul GordonEquitable Advisors, LLCMorgan Stanley03-07-2014
Benjamin P ManleyEquitable Advisors, LLCMorgan Stanley08-21-2013
Bruce K MalmedEquitable Advisors, LLCMorgan Stanley02-21-2013
Morgan Daniel KeilEquitable Advisors, LLCMorgan Stanley$2509-20-2012
Blair Lawton MartinEquitable Advisors, LLCMorgan Stanley$5012-04-2009
Matthew Robert SpeedyEquitable Advisors, LLCMorgan Stanley10-26-2009
Benjamin Adam FelicelliEquitable Advisors, LLCMorgan Stanley10-26-2009
David Lee BakerEquitable Advisors, LLCMorgan Stanley10-21-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.