Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Frederick Blanke Jr.HighTower Securities, LLCMorgan Stanley05-26-2011
Wilburn Felton Sanders Jr.HighTower Securities, LLCMorgan Stanley09-13-2013
Walter John Gondeck Jr.HighTower Securities, LLCMorgan Stanley$15007-13-2012
Trevor Tilden CummingsHighTower Securities, LLCMorgan Stanley09-21-2016
Thomas Gerald FoleyHighTower Securities, LLCMorgan Stanley$5008-12-2016
Thomas Aubrey HodgsonHighTower Securities, LLCMorgan Stanley08-12-2016
Theresa Hoeppner TaylorHighTower Securities, LLCMorgan Stanley09-13-2013
Tamara Megan SteinHighTower Securities, LLCMorgan Stanley12-17-2015
Steven Michael AyerHighTower Securities, LLCMorgan Stanley$5002-12-2010
Stephen Robert RosenHighTower Securities, LLCMorgan Stanley01-11-2013
Sean W. LatimerHighTower Securities, LLCMorgan Stanley01-04-2019
Sarah MinakaryHighTower Securities, LLCMorgan Stanley$10003-18-2016
Roman Adam CiosekHighTower Securities, LLCMorgan Stanley$15002-12-2010
Robert Lawrence ScheinHighTower Securities, LLCMorgan Stanley05-26-2011
Robert E. GrahamHighTower Securities, LLCMorgan Stanley04-02-2015
Robert D. WarrenHighTower Securities, LLCMorgan Stanley07-25-2014
Richard William Weeks IVHighTower Securities, LLCMorgan Stanley$5007-08-2011
Phillip John BanazekHighTower Securities, LLCMorgan Stanley$5011-26-2010
Peter Eric LangHighTower Securities, LLCMorgan Stanley$15002-12-2010
Paul Stephen RandHighTower Securities, LLCMorgan Stanley$10003-18-2016
Patricia Walker PickHighTower Securities, LLCMorgan Stanley$10001-30-2015
Mingdong TanHighTower Securities, LLCMorgan Stanley$2507-13-2012
Michelle Kuzma KempfHighTower Securities, LLCMorgan Stanley07-08-2011
Michael Patrick Ahearn Sr.HighTower Securities, LLCMorgan Stanley09-13-2013
Michael Anthony MorgiaHighTower Securities, LLCMorgan Stanley$5011-26-2010
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.