Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Strata Wealth Management GroupHightower AdvisorsMorgan Stanley$50002-21-2010
Barnaby LevinHightower AdvisorsMorgan Stanley$30003-19-2010
Tony Morgia, Michael Morgia, PhilipHightower AdvisorsMorgan Stanley$50011-30-2010
William F. Blanke, Robert L. Schein, J. Michael ShieldsHightower AdvisorsMorgan Stanley$30005-31-2011
John Verfurth, Richard Weeks, Jeff GrinspoonHightower AdvisorsMorgan Stanley$70007-13-2011
Eugene M. Lerner, Walter Gondeck Jr., Mingdong TanHightower AdvisorsMorgan Stanley$60007-16-2012
W.F. Sanders Jr., J. Wesley Clayton, Henry (Moss) E. Crosby Jr., Michael P. AhearnHightower AdvisorsMorgan Stanley$50009-13-2013
Joel J. Guth, Catherine E. Cory, Angelo Manzo Jr., Judy L. RoseberryHightower AdvisorsMorgan Stanley$60005-02-2014
Patricia PickHightower AdvisorsMorgan Stanley$22501-30-2015
David L. Bahnsen; Brian T. SzytelHightower AdvisorsMorgan Stanley$75004-02-2015
Jeffrey R. LaguschHightower AdvisorsMorgan Stanley$10008-21-2015
Joseph Feinberg, Tamara SteinHightower AdvisorsMorgan Stanley$45012-17-2015
Paul Rand, Joel Rand, Sarah MinakaryHightower AdvisorsMorgan Stanley$20003-18-2016
Thomas Foley, Keith HierHightower AdvisorsMorgan Stanley$50008-15-2016

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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