Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Charles KellyIndependent Financial PartnersMorgan Stanley$5002-02-2015
Christopher W. Lowe PpcIndependent Financial PartnersMorgan Stanley$1009-09-2013
Leana D. McDonaldIndependent Financial PartnersMorgan Stanley06-15-2012
Kary Nikolai BrownleeIndependent Financial PartnersMorgan Stanley$5006-15-2012
Travis FagoIndependent Financial PartnersMorgan Stanley04-23-2012
Paul Buehner MerrillIndependent Financial PartnersMorgan Stanley$5003-09-2012
William John HornIndependent Financial PartnersMorgan Stanley$5002-27-2012
Amir ArbabiIndependent Financial PartnersMorgan Stanley01-27-2012
Richard R FrizaloneIndependent Financial PartnersMorgan Stanley03-21-2011
Ellen P FrizaloneIndependent Financial PartnersMorgan Stanley03-21-2011
Andre Kapulenui KalunaIndependent Financial PartnersMorgan Stanley$15001-21-2011
John L. Sullivan IVIndependent Financial PartnersMorgan Stanley03-08-2010
Titus Jermaine PittmanIndependent Financial PartnersMorgan Stanley10-06-2009

Showing 1 to 13 of 13 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.