Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luke Andrew DowdJanney Montgomery Scott LLCMorgan Stanley09-04-2020
Barry Edwin HorneJanney Montgomery Scott LLCMorgan Stanley$2505-01-2020
Jillian Horne RhynerJanney Montgomery Scott LLCMorgan Stanley$5005-01-2020
Abraham Paul HorowitzJanney Montgomery Scott LLCMorgan Stanley$5003-09-2020
Sheryl OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Sheryl Dawn OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Tahj HoldenJanney Montgomery Scott LLCMorgan Stanley01-31-2020
Tahj J HoldenJanney Montgomery Scott LLCMorgan Stanley01-31-2020
Kathleen FisherJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Mary Ann PerroneJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Sarah Smith Janney Montgomery Scott LLCMorgan Stanley01-17-2020
Dawn Dupre Megan KeatingJanney Montgomery Scott LLCMorgan Stanley$33501-17-2020
MARYANN Ann PERRONEJanney Montgomery Scott LLCMorgan Stanley$10001-17-2020
Kathleen Anne FisherJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Dawn Autin DupreJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Megan Elizabeth Dupre-KeatingJanney Montgomery Scott LLCMorgan Stanley$22101-17-2020
Sarah Lindsay Stevens SmithJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Melissa HamiltonJanney Montgomery Scott LLCMorgan Stanley12-02-2019
David Patrick TudiJanney Montgomery Scott LLCMorgan Stanley11-01-2019
Rishi D AnandJanney Montgomery Scott LLCMorgan Stanley08-19-2019
Danielle Renee MajorJanney Montgomery Scott LLCMorgan Stanley06-24-2019
Julie KnightJanney Montgomery Scott LLCMorgan Stanley$1,00004-26-2019
Christos Stergios DikosJanney Montgomery Scott LLCMorgan Stanley$204-25-2019
Leia M MattsonJanney Montgomery Scott LLCMorgan Stanley11-13-2018
Jeffrey MyersJanney Montgomery Scott LLCMorgan Stanley07-16-2018
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Showing 1 to 25 of 119 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.