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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Henry PoolJanney Montgomery Scott LLCMorgan Stanley$5006-24-2010
Bradley Keith AdamsJanney Montgomery Scott LLCMorgan Stanley$5003-10-2011
Pamela Joan MilcarekJanney Montgomery Scott LLCMorgan Stanley03-10-2011
Peter Eugene O DonoghueJanney Montgomery Scott LLCMorgan Stanley$5002-16-2012
Lawrence Scott RichardsJanney Montgomery Scott LLCMorgan Stanley$10003-01-2012
Mark Crosby WardJanney Montgomery Scott LLCMorgan Stanley04-26-2012
Andrew C. CarnevaleJanney Montgomery Scott LLCMorgan Stanley06-18-2012
Arnold Charles Carnevale Jr.Janney Montgomery Scott LLCMorgan Stanley$5006-28-2012
Julie Marie FlugelJanney Montgomery Scott LLCMorgan Stanley$2504-05-2013
Colin Davis CissneJanney Montgomery Scott LLCMorgan Stanley06-18-2013
Philip Steven DiprimioJanney Montgomery Scott LLCMorgan Stanley$15009-12-2013
Christopher B Franz Jr.Janney Montgomery Scott LLCMorgan Stanley09-12-2013
James Walter BeltzJanney Montgomery Scott LLCMorgan Stanley$5003-12-2015
Robert S. ZaidmanJanney Montgomery Scott LLCMorgan Stanley06-02-2016
Jeffrey Wayne MyersJanney Montgomery Scott LLCMorgan Stanley07-16-2018
Christos Stergios DikosJanney Montgomery Scott LLCMorgan Stanley$204-25-2019
Julie KnightJanney Montgomery Scott LLCMorgan Stanley$1,00004-26-2019
Cody R. DemmelJanney Montgomery Scott LLCMorgan Stanley06-07-2019
Rishi D. AnandJanney Montgomery Scott LLCMorgan Stanley08-19-2019
David Patrick TudiJanney Montgomery Scott LLCMorgan Stanley11-01-2019
Melissa HamiltonJanney Montgomery Scott LLCMorgan Stanley12-02-2019
Sheryl Dawn OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Sheryl OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Kathleen FisherJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Mary Ann PerroneJanney Montgomery Scott LLCMorgan Stanley01-17-2020
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.