Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Frederick WalstromKestra Investment Services, LLCMorgan Stanley07-01-2020
Yehuda Zalman GrossKestra Investment Services, LLCMorgan Stanley07-01-2020
Wendy Pam ButzenKestra Investment Services, LLCMorgan Stanley$5003-23-2020
Joshua Blake MurphyKestra Investment Services, LLCMorgan Stanley06-25-2019
Mark Kenneth VigilKestra Investment Services, LLCMorgan Stanley$5005-02-2019
Ryan Allen FrankelKestra Investment Services, LLCMorgan Stanley02-25-2019
Linda Lucille VigilKestra Investment Services, LLCMorgan Stanley02-21-2019
Thomas Edward DavisKestra Investment Services, LLCMorgan Stanley05-23-2018
Peter William Swenty IIKestra Investment Services, LLCMorgan Stanley03-23-2018
David Johnston Keith JohnstonKestra Investment Services, LLCMorgan Stanley$15010-30-2017
David Kay JohnstonKestra Investment Services, LLCMorgan Stanley08-10-2017
Keith Christopher JohnstonKestra Investment Services, LLCMorgan Stanley08-10-2017
Richard David SwansonKestra Investment Services, LLCMorgan Stanley$5007-31-2015
Jonathan Tufts WoodsKestra Investment Services, LLCMorgan Stanley$12905-21-2015
Scott Bennett SadeKestra Investment Services, LLCMorgan Stanley$15005-07-2015
Kevin G ThompsonKestra Investment Services, LLCMorgan Stanley03-16-2015
Marty Lee PereiraKestra Investment Services, LLCMorgan Stanley01-14-2015
Nadia A DickinsonKestra Investment Services, LLCMorgan Stanley$10009-23-2014
Nadia Alicia DickinsonKestra Investment Services, LLCMorgan Stanley09-23-2014
David I BuninKestra Investment Services, LLCMorgan Stanley$10003-11-2013
Matthew A HetrickKestra Investment Services, LLCMorgan Stanley10-05-2012
Donald W JenkinsKestra Investment Services, LLCMorgan Stanley$5002-11-2011
Paul L Gibert JrKestra Investment Services, LLCMorgan Stanley$2510-29-2010

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.