Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ian DietzLPL Financial LLCMorgan Stanley$7009-08-2017
Robert MillsLPL Financial LLCMorgan Stanley$7401-13-2017
Bradley TowsonLPL Financial LLCMorgan Stanley$8004-14-2016
Robert BlanchardLPL Financial LLCMorgan Stanley$9602-19-2016
Edwin BlanchardLPL Financial LLCMorgan Stanley$6002-19-2016
Johnny Lang Michael TaylorLPL Financial LLCMorgan Stanley$35004-17-2015
Lester P Botkin Sara B Botkin Lester H BotkinLPL Financial LLCMorgan Stanley$21003-20-2015
Tim Clepper Kelly KuennenLPL Financial LLCMorgan Stanley$20001-09-2015
Ellen M Duhamel Thomas J DornoffLPL Financial LLCMorgan Stanley$13008-30-2013
Neal McNeil III Robert L Meyer Ryan Clive-SmithLPL Financial LLCMorgan Stanley$30003-12-2012
George P Fraser Frederic W Amberg Troy W HaugenLPL Financial LLCMorgan Stanley$30009-28-2011
Robert F Halligan IILPL Financial LLCMorgan Stanley$11510-14-2010
Gregg Alan ShafferLPL Financial LLCMorgan Stanley09-25-2020
Altin TiranaLPL Financial LLCMorgan Stanley$5009-10-2020
Keith Andrew WheelerLPL Financial LLCMorgan Stanley08-14-2020
James Herbert GillinghamLPL Financial LLCMorgan Stanley$15007-13-2020
John William KopenhaverLPL Financial LLCMorgan Stanley$10006-30-2020
Donald Michael VujnovichLPL Financial LLCMorgan Stanley06-30-2020
Edward Heath GoodsonLPL Financial LLCMorgan Stanley05-27-2020
Bruce Allen KelmLPL Financial LLCMorgan Stanley$10005-21-2020
Duncan George KelmLPL Financial LLCMorgan Stanley05-21-2020
Lawton SmithLPL Financial LLCMorgan Stanley05-21-2020
Bradford Dewitt DelanoyLPL Financial LLCMorgan Stanley$10004-24-2020
Steven Robert CherryLPL Financial LLCMorgan Stanley03-23-2020
Scott Robert BelshawLPL Financial LLCMorgan Stanley03-13-2020
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Showing 1 to 25 of 247 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.