Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ana Luisa BarnettLPL Financial LLCMorgan Stanley06-11-2009
Cynthia Corry BergelLPL Financial LLCMorgan Stanley$1006-12-2009
Gary Thomas CollinsLPL Financial LLCMorgan Stanley$15006-12-2009
Marcus Scott SeabockLPL Financial LLCMorgan Stanley07-01-2009
Mark Leonard CohenLPL Financial LLCMorgan Stanley07-02-2009
Gregory Lee HorstmanLPL Financial LLCMorgan Stanley07-02-2009
Craig Arnold ArfstenLPL Financial LLCMorgan Stanley07-02-2009
Brendan Patrick O'BrienLPL Financial LLCMorgan Stanley$5007-08-2009
Patricia ThomasLPL Financial LLCMorgan Stanley$1007-08-2009
Christian Frederick HausserLPL Financial LLCMorgan Stanley$10007-09-2009
Jason Eric CooperLPL Financial LLCMorgan Stanley$5007-10-2009
Christopher Breed WallingLPL Financial LLCMorgan Stanley$10007-15-2009
Christopher Robin RainerLPL Financial LLCMorgan Stanley$5007-24-2009
Brian Reith PattersonLPL Financial LLCMorgan Stanley$1007-24-2009
David C. VespoliLPL Financial LLCMorgan Stanley$1007-24-2009
Kevin A. PattersonLPL Financial LLCMorgan Stanley$10007-24-2009
Joseph Michael GollLPL Financial LLCMorgan Stanley$2507-29-2009
Keith G DronenLPL Financial LLCMorgan Stanley$10008-20-2009
Frank Keith DuncanLPL Financial LLCMorgan Stanley08-31-2009
Colin Britton ExelbyLPL Financial LLCMorgan Stanley09-01-2009
Linda Clair MillsLPL Financial LLCMorgan Stanley$2509-03-2009
Valerie Jones SimsonLPL Financial LLCMorgan Stanley$2509-04-2009
Thomas James McDonaldLPL Financial LLCMorgan Stanley$5009-04-2009
Holly Opal HansonLPL Financial LLCMorgan Stanley09-04-2009
Alan D. LitvakLPL Financial LLCMorgan Stanley$5009-04-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.