Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Robert BelshawLPL Financial LLCMorgan Stanley03-13-2020
Nicholas Joseph EnzweilerLPL Financial LLCMorgan Stanley08-23-2019
Steven Patrick MelenLPL Financial LLCMorgan Stanley03-18-2019
Chris J. HeldLPL Financial LLCMorgan Stanley$10002-27-2019
Roy Clifton Jerrolds Jr.LPL Financial LLCMorgan Stanley$5009-13-2018
Mera Wageeh Tawfik-OshanaLPL Financial LLCMorgan Stanley$2505-17-2018
Michael Clarke GatesLPL Financial LLCMorgan Stanley$10005-14-2018
Brandon John HarveyLPL Financial LLCMorgan Stanley03-01-2018
Jeffrey Walker WestonLPL Financial LLCMorgan Stanley01-19-2017
Linda Ann AnschultzLPL Financial LLCMorgan Stanley$1001-13-2017
Robert Alden BarberLPL Financial LLCMorgan Stanley$112-11-2015
Daniel S. KimmelmanLPL Financial LLCMorgan Stanley12-11-2015
Andrew Patrick GrantLPL Financial LLCMorgan Stanley11-03-2015
Alisteir Shane RossLPL Financial LLCMorgan Stanley$15006-11-2015
Neill Grant SimmonsLPL Financial LLCMorgan Stanley$2504-02-2015
Howard MartinezLPL Financial LLCMorgan Stanley$5002-23-2015
John Patrick RudningenLPL Financial LLCMorgan Stanley$10012-11-2014
Matthew John LucadanoLPL Financial LLCMorgan Stanley10-16-2014
Joel Martin DunbarLPL Financial LLCMorgan Stanley02-14-2014
James Edward McCaffreyLPL Financial LLCMorgan Stanley01-27-2014
David John TempestLPL Financial LLCMorgan Stanley10-11-2013
Kyle J. HappeLPL Financial LLCMorgan Stanley$1005-24-2013
Brendan Lawrence CollinsLPL Financial LLCMorgan Stanley04-24-2013
Elaine Ann GennaweyLPL Financial LLCMorgan Stanley$1004-04-2013
Sharon Schiedeck JonesLPL Financial LLCMorgan Stanley03-15-2013
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.