Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristin Marie SarafinisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-22-2018
Raquel NaloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-01-2018
Andrea E. CesareMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-31-2017
Jurgen Adolf SteinwarzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-02-2016
John Jefferson BuchananMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-01-2015
Thais Mohr DaluzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-24-2015
Daniel John SchurrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-20-2014
John Wesley Little IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-06-2014
Amy Lynn CorbittMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1005-16-2014
Brian Joseph O'SheaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-16-2014
Dennis Wayne BrittinghamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15010-11-2013
Philip Edward WaitMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-11-2013
Benji Sheppard McLeod Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15010-11-2013
Joshua Bruce WalzerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-06-2012
Andrew Eric KellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-23-2012
Kyle Charles GainesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-01-2011
Perry Joseph Leblanc IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-23-2011
Matthew Travis TannerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2507-29-2011
Richard W. DuffMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-25-2011
Nazanin MallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-15-2011
Kirk William StewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-06-2010
Patrick Scott HayesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-03-2010
Peter Edwin ConwayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-10-2010
Charles Tudor LaughlinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-27-2009
Barbara D. BartMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1011-17-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.