Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sharon Elizabeth PerdueMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-19-2019
Matthew John TewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-30-2018
Shawn IsaacsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-10-2017
Brian A NamnunMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-22-2016
Chad Andrew ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-16-2016
Randolph Byrd Duval RouletteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-02-2016
Eliot MICHAEL ShatzmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10008-13-2014
Sandra T FreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-17-2014
Bradley Adam MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-17-2014
Matthew TopperMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-03-2013
David Jerome FrankMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-01-2013
Jonathan Paul StroebelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-12-2012
David BRYAN JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-11-2012
Kristopher Mark ToddMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-01-2011
James Hengsuk LeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-12-2011
Gregory S StuartMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2505-09-2011
Mike EllisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-18-2011
Beverley Stewart BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-22-2010
Christine L MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-05-2010
Peter Francis OMalley IvMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-01-2010
Michael Thomas StansburyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-01-2010
Jessica CostelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-23-2010
Shawn Justin HalseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-10-2010
Donald K Dearie IiiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2509-10-2010
Jules Todd AxelrodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-25-2010

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.