Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent Charles IonOppenheimer & Co. Inc.Morgan Stanley$5002-18-2020
Robert Louis Takacs IIOppenheimer & Co. Inc.Morgan Stanley02-11-2020
Michael Lee BlumenfeldOppenheimer & Co. Inc.Morgan Stanley10-25-2019
Amy Beth DeckerOppenheimer & Co. Inc.Morgan Stanley$5010-18-2019
Paul David BabazOppenheimer & Co. Inc.Morgan Stanley10-08-2019
Melinda Darlene SungOppenheimer & Co. Inc.Morgan Stanley10-04-2019
Elisabeth Rae GaulOppenheimer & Co. Inc.Morgan Stanley$709-24-2019
Hiram Antonio CortesOppenheimer & Co. Inc.Morgan Stanley09-20-2019
Mark Allen FrommerOppenheimer & Co. Inc.Morgan Stanley$3209-19-2019
John B Lawler Jr.Oppenheimer & Co. Inc.Morgan Stanley$10008-29-2019
Wendy Mcgowan AllenOppenheimer & Co. Inc.Morgan Stanley$5008-01-2019
Gary Steven Costello IIOppenheimer & Co. Inc.Morgan Stanley07-19-2019
Jorge M OliveiraOppenheimer & Co. Inc.Morgan Stanley$5006-14-2019
Thomas Emanuel WolfOppenheimer & Co. Inc.Morgan Stanley06-13-2019
Jose Ramon De VillasanteOppenheimer & Co. Inc.Morgan Stanley$5005-29-2019
Daniel Ross SchmiederOppenheimer & Co. Inc.Morgan Stanley$23101-29-2019
Bradley E. PhillipsOppenheimer & Co. Inc.Morgan Stanley01-25-2019
Daniel Patrick CavagnaroOppenheimer & Co. Inc.Morgan Stanley$5001-18-2019
Edward Robert Dudlik IIIOppenheimer & Co. Inc.Morgan Stanley12-18-2018
Raymond Keith MalickiOppenheimer & Co. Inc.Morgan Stanley$5008-03-2018
Michael William NapierOppenheimer & Co. Inc.Morgan Stanley$10007-16-2018
Mark Roger BogertOppenheimer & Co. Inc.Morgan Stanley$10006-13-2018
Jane Stimson HandOppenheimer & Co. Inc.Morgan Stanley06-04-2018
Robert Paul FantozziOppenheimer & Co. Inc.Morgan Stanley04-18-2018
Mario John KusteraOppenheimer & Co. Inc.Morgan Stanley02-06-2018
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Showing 1 to 25 of 168 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.