Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Farley LaneRBC Capital Markets, LLCMorgan Stanley$10007-12-2018
Christopher M OlsonRBC Capital Markets, LLCMorgan Stanley$10007-12-2018
Steven Harvey AltholtzRBC Capital Markets, LLCMorgan Stanley$15509-22-2017
Jeffrey David PeiflyRBC Capital Markets, LLCMorgan Stanley$89001-13-2017
Craig L. RedcayRBC Capital Markets, LLCMorgan Stanley$10012-01-2016
Joseph Anthony PellitteriRBC Capital Markets, LLCMorgan Stanley$15002-27-2015
Steven Lewis TebeleffRBC Capital Markets, LLCMorgan Stanley$10006-18-2013
Allen Finer LevyRBC Capital Markets, LLCMorgan Stanley06-18-2013
Steven Marc HeinowitzRBC Capital Markets, LLCMorgan Stanley$10001-30-2013
Bernard August VenturaRBC Capital Markets, LLCMorgan Stanley$50012-14-2012
George John FeneisRBC Capital Markets, LLCMorgan Stanley$15002-22-2012
Paul Charles GranitoRBC Capital Markets, LLCMorgan Stanley$25802-22-2012
Jeffrey Dean BallRBC Capital Markets, LLCMorgan Stanley$50009-10-2009

Showing 1 to 13 of 13 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.