Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Stevens, Vince SpiresRaymond JamesMorgan Stanley$24002-07-2019
Joseph KlauzarRaymond JamesMorgan Stanley$6210-23-2018
Robert WeissRaymond JamesMorgan Stanley$10010-19-2018
Patricia Sans and Seraphim "Sam" RineRaymond JamesMorgan Stanley$17009-14-2018
Thomas O'Neill, Jessica O'Neill, Thomas O'Neill Jr.Raymond JamesMorgan Stanley$20309-10-2018
Matt Shafer, Mark Barber, Jeffrey WinklerRaymond JamesMorgan Stanley$47509-06-2018
Henry R. GrinbergRaymond JamesMorgan Stanley$20006-08-2018
Matt BaltuchRaymond JamesMorgan Stanley$25005-04-2018
John DeRosa, Deanna DeRosaRaymond JamesMorgan Stanley$18012-27-2017
Charles Seller, Michael SalvatoreRaymond JamesMorgan Stanley$33012-08-2017
Christopher NolanRaymond JamesMorgan Stanley$13012-08-2017
Barry Salzman, Joshua Mauer, Michael Robert HoffRaymond JamesMorgan Stanley$17510-20-2017
Wayne Green, Theresa GreenRaymond JamesMorgan Stanley$17009-21-2017
Todd Kissel, Joshua Pasahow, Ida Ng, John RiveraRaymond JamesMorgan Stanley$50008-02-2017
Bob SolanoRaymond JamesMorgan Stanley$10006-29-2017
Kathleen Hobart, Denise Leong, Kristin CarrRaymond JamesMorgan Stanley$16506-22-2017
Harmon Raymond JamesMorgan Stanley$10604-05-2017
Janis Cross, Matthew West, A.J. SchultzRaymond JamesMorgan Stanley$14403-02-2017
Angela Helmus-O'Brien, Travis Hadwin, Todd SeymourRaymond JamesMorgan Stanley$27002-21-2017
Frank Hibbard, Amy RosaRaymond JamesMorgan Stanley$14002-21-2017
Todd Sherman, Michael Francisco, Brian Baskin, Denise Donahue, Donna Vickers, Katherine WrightRaymond JamesMorgan Stanley$46002-13-2017
Alexandra KochRaymond JamesMorgan Stanley$9801-20-2017
Mark J. Rhoades, George Livanos, Kelly Ward.Raymond JamesMorgan Stanley$25012-06-2016
William Campbell, Patrick J. Courtright, Eltiena Campbell, Christine RobertsonRaymond JamesMorgan Stanley$36009-19-2016
Debra Riedel, Josh J. Miles, Michele CisarioRaymond JamesMorgan Stanley$32509-19-2016
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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