Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Janet Dorothy MoellerRaymond James & Associates, Inc.Morgan Stanley09-16-2020
Mark William BirringerRaymond James & Associates, Inc.Morgan Stanley$22409-15-2020
John Charles JoyceRaymond James & Associates, Inc.Morgan Stanley$3,30009-15-2020
Byungdo Richard YaeRaymond James & Associates, Inc.Morgan Stanley$5009-15-2020
Daniel L ValenteRaymond James & Associates, Inc.Morgan Stanley08-21-2020
Renee Hof-LaceyRaymond James & Associates, Inc.Morgan Stanley$11508-17-2020
Renee Johanna Hof-LaceyRaymond James & Associates, Inc.Morgan Stanley$5008-17-2020
Michael Jay ShapiroRaymond James & Associates, Inc.Morgan Stanley$15007-31-2020
Daniel Alexander GoodmanRaymond James & Associates, Inc.Morgan Stanley07-23-2020
Caterina HoltRaymond James & Associates, Inc.Morgan Stanley$2507-09-2020
Scott Steven CarterRaymond James & Associates, Inc.Morgan Stanley$506-22-2020
John David CrawfordRaymond James & Associates, Inc.Morgan Stanley06-19-2020
John David Crawford JrRaymond James & Associates, Inc.Morgan Stanley06-19-2020
Brent C HullingRaymond James & Associates, Inc.Morgan Stanley$5005-01-2020
Brady ChristensenRaymond James & Associates, Inc.Morgan Stanley05-01-2020
Jason Anthony JachimowiczRaymond James & Associates, Inc.Morgan Stanley$10004-07-2020
Lynn Ann ShookRaymond James & Associates, Inc.Morgan Stanley$3704-07-2020
Joseph A CarringtonRaymond James & Associates, Inc.Morgan Stanley$15003-20-2020
Matthew George RoweRaymond James & Associates, Inc.Morgan Stanley$5002-18-2020
Frederick Warren Wagner JrRaymond James & Associates, Inc.Morgan Stanley$5002-11-2020
Michael GroskinRaymond James & Associates, Inc.Morgan Stanley$1,00002-07-2020
Tyson Afa SmithRaymond James & Associates, Inc.Morgan Stanley$1,00012-19-2019
Karen Elizabeth FallertRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
Wendy Gail CoppolaRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
David Martin MoranRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
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Showing 1 to 25 of 351 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.