Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carol Lynn EmpieRaymond James & Associates, Inc.Morgan Stanley$15006-12-2009
Ladd Earl BednarRaymond James & Associates, Inc.Morgan Stanley$1006-12-2009
Edward Alexander MyersRaymond James & Associates, Inc.Morgan Stanley06-12-2009
Charles Allen HensleyRaymond James & Associates, Inc.Morgan Stanley$15007-02-2009
Theodore M WillerRaymond James & Associates, Inc.Morgan Stanley$15007-02-2009
Scott Lee MingsRaymond James & Associates, Inc.Morgan Stanley$10007-02-2009
John Elmer BarnesRaymond James & Associates, Inc.Morgan Stanley07-17-2009
Tammy Renee EastRaymond James & Associates, Inc.Morgan Stanley07-17-2009
Joel Sanford SingerRaymond James & Associates, Inc.Morgan Stanley$5007-24-2009
David Scott NotricaRaymond James & Associates, Inc.Morgan Stanley08-28-2009
Marcia Louise BloemendaalRaymond James & Associates, Inc.Morgan Stanley08-28-2009
David Henry NiswongerRaymond James & Associates, Inc.Morgan Stanley$5009-03-2009
Bernard Edward Packard IIRaymond James & Associates, Inc.Morgan Stanley$5009-03-2009
Beverly Ann AinsleyRaymond James & Associates, Inc.Morgan Stanley09-03-2009
Jill Susan DayRaymond James & Associates, Inc.Morgan Stanley$5010-30-2009
Robert James NolanRaymond James & Associates, Inc.Morgan Stanley12-01-2009
John Michael StollmeyerRaymond James & Associates, Inc.Morgan Stanley$2502-26-2010
David Albert GreenRaymond James & Associates, Inc.Morgan Stanley$5003-12-2010
George William Gibson IIIRaymond James & Associates, Inc.Morgan Stanley$15007-30-2010
Stephen Timothy FalzoneRaymond James & Associates, Inc.Morgan Stanley$5008-20-2010
Hilary Seabrook BlustRaymond James & Associates, Inc.Morgan Stanley$10010-01-2010
Peter Howard SilcoxRaymond James & Associates, Inc.Morgan Stanley$2510-22-2010
Christopher Allen HornerRaymond James & Associates, Inc.Morgan Stanley10-25-2010
Marcia Frances PersonRaymond James & Associates, Inc.Morgan Stanley$5002-01-2011
Susan Gwynn CarlyonRaymond James & Associates, Inc.Morgan Stanley$5002-11-2011
Next Page »

Showing 1 to 25 of 243 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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