Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stacie Ann KoestersRobert W. Baird & Co. IncorporatedMorgan Stanley10-01-2018
Kevin Albert RollwagenRobert W. Baird & Co. IncorporatedMorgan Stanley05-18-2018
Lisa Marie GorodenskiRobert W. Baird & Co. IncorporatedMorgan Stanley05-04-2018
Gail C LandryRobert W. Baird & Co. IncorporatedMorgan Stanley02-09-2018
Bert Lester Bennett IVRobert W. Baird & Co. IncorporatedMorgan Stanley10-27-2017
Thomas Lawrence MarchalRobert W. Baird & Co. IncorporatedMorgan Stanley09-15-2017
Peter Nickel AugustinRobert W. Baird & Co. IncorporatedMorgan Stanley06-28-2017
Reyna Lynn ParcellsRobert W. Baird & Co. IncorporatedMorgan Stanley05-02-2017
Charles C. NemeckayRobert W. Baird & Co. IncorporatedMorgan Stanley03-24-2017
Lorelei PoganyRobert W. Baird & Co. IncorporatedMorgan Stanley03-20-2017
Jay Dillman FordRobert W. Baird & Co. IncorporatedMorgan Stanley03-15-2017
Brandon C. CarterRobert W. Baird & Co. IncorporatedMorgan Stanley03-03-2017
Mark Richard RawlingsRobert W. Baird & Co. IncorporatedMorgan Stanley08-19-2016
Brenda Kaye KleiberRobert W. Baird & Co. IncorporatedMorgan Stanley03-01-2016
Scott Lane SchwartzRobert W. Baird & Co. IncorporatedMorgan Stanley11-17-2015
Keith Allen BryanRobert W. Baird & Co. IncorporatedMorgan Stanley04-10-2015
Christopher Alan HisleRobert W. Baird & Co. IncorporatedMorgan Stanley09-25-2014
Joseph Alexander LipeRobert W. Baird & Co. IncorporatedMorgan Stanley02-15-2013
John Benjamin LipeRobert W. Baird & Co. IncorporatedMorgan Stanley02-15-2013
John Hamilton AllmanRobert W. Baird & Co. IncorporatedMorgan Stanley02-17-2012
Luke Henry HallidayRobert W. Baird & Co. IncorporatedMorgan Stanley12-09-2011
Graham B CraigRobert W. Baird & Co. IncorporatedMorgan Stanley10-20-2011
Thomas Joseph DesouzaRobert W. Baird & Co. IncorporatedMorgan Stanley09-08-2011
Deborah Kay StevensRobert W. Baird & Co. IncorporatedMorgan Stanley06-16-2011
Steven Waters StrokerRobert W. Baird & Co. IncorporatedMorgan Stanley05-09-2011
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Showing 1 to 25 of 138 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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