Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hayes Griffin MillerStephensMorgan Stanley10-10-2017
Anne Patricia ThorntonStephensMorgan Stanley07-10-2017
Jonathan Frank SpitalnyStephensMorgan Stanley05-31-2017
Kathryn Sanders OrlickStephensMorgan Stanley05-18-2017
Michele Ann RookStephensMorgan Stanley03-15-2016
Brenda Sebren Gee GoudeauStephensMorgan Stanley05-14-2014
Sally Lang EchterhoffStephensMorgan Stanley02-14-2014
Christine B. SinghStephensMorgan Stanley06-07-2013
Thomas Victor Zeuthen Jr.StephensMorgan Stanley03-16-2012
Seth Anthony StewartStephensMorgan Stanley03-16-2012
Jeffrey Paul ColbathStephensMorgan Stanley01-13-2012
John Cooper MickleStephensMorgan Stanley12-05-2011
Peter Hurd CrossStephensMorgan Stanley04-15-2011
Richard Leo SullivanStephensMorgan Stanley01-21-2011
Jeanne O. McCullochStephensMorgan Stanley01-21-2011
Joann Sofis WhiteStephensMorgan Stanley11-15-2010
Brian Christopher FrerichsStephensMorgan Stanley06-04-2010
James Charles Aughenbaugh IIStephensMorgan Stanley$1006-07-2013
Paul Dennis WayStephensMorgan Stanley$2509-10-2010
Stewart Wesley HiattStephensMorgan Stanley$5005-18-2017
Henry Willis BashoreStephensMorgan Stanley$5009-21-2012
James Theodore Wood Jr.StephensMorgan Stanley$5005-11-2012
Arthur BuringStephensMorgan Stanley$5001-23-2012
John E. Kimbrough IVStephensMorgan Stanley$5001-23-2012
Timothy L PilkingtonStephensMorgan Stanley$5001-23-2012
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.