Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rueben FinkUBS Financial Services Inc.Morgan Stanley$13912-13-2019
Reuben A FinkUBS Financial Services Inc.Morgan Stanley12-13-2019
Jordan McLendonUBS Financial Services Inc.Morgan Stanley$27012-06-2019
Joan Marie BoncherUBS Financial Services Inc.Morgan Stanley11-27-2019
Yu-Hsuan HsiehUBS Financial Services Inc.Morgan Stanley11-01-2019
Nicholas Ryan VillasenorUBS Financial Services Inc.Morgan Stanley$15010-11-2019
James Anthony RichardsUBS Financial Services Inc.Morgan Stanley09-05-2019
Tiffany Ann BrainUBS Financial Services Inc.Morgan Stanley$10008-30-2019
Raphael Jacquim FairellUBS Financial Services Inc.Morgan Stanley08-29-2019
James Thomas YoungUBS Financial Services Inc.Morgan Stanley08-09-2019
Carlos Andres AcunaUBS Financial Services Inc.Morgan Stanley07-02-2019
Alexander PettyUBS Financial Services Inc.Morgan Stanley06-27-2019
David James SaylerUBS Financial Services Inc.Morgan Stanley$50006-13-2019
Joseph Warren McVeyUBS Financial Services Inc.Morgan Stanley$15005-24-2019
Shawn Steven OliverUBS Financial Services Inc.Morgan Stanley$50005-10-2019
James Allen MillerUBS Financial Services Inc.Morgan Stanley04-18-2019
Sunil Dharamraj BhavnaniUBS Financial Services Inc.Morgan Stanley$10004-02-2019
Dominick Stephen LovecchioUBS Financial Services Inc.Morgan Stanley$50004-02-2019
John William HansonUBS Financial Services Inc.Morgan Stanley04-02-2019
Karen Louise BalikesUBS Financial Services Inc.Morgan Stanley$10002-27-2019
Todd Spencer IacovelliUBS Financial Services Inc.Morgan Stanley$10002-15-2019
Robert Michael RyanUBS Financial Services Inc.Morgan Stanley$50002-15-2019
Craig Allen LewisUBS Financial Services Inc.Morgan Stanley$50002-15-2019
Seth D AlbeckUBS Financial Services Inc.Morgan Stanley02-15-2019
Rachel Rice TurnerUBS Financial Services Inc.Morgan Stanley02-15-2019
Next Page »

Showing 1 to 25 of 1,013 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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