Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lori Suzanne RobinsonUBS Financial Services Inc.Morgan Stanley$10001-07-2016
Alexis Mcbath GeorgeUBS Financial Services Inc.Morgan Stanley12-16-2015
Matthew F. GaffneyUBS Financial Services Inc.Morgan Stanley$2512-11-2015
Patrick Joseph FiliceUBS Financial Services Inc.Morgan Stanley12-11-2015
Gregory Scott SieberUBS Financial Services Inc.Morgan Stanley$5012-04-2015
James Stuart OkunUBS Financial Services Inc.Morgan Stanley$5012-04-2015
Michael Jay RenegarUBS Financial Services Inc.Morgan Stanley11-24-2015
Terry Earl AllenUBS Financial Services Inc.Morgan Stanley$5011-19-2015
Ronda Michelle SchleicherUBS Financial Services Inc.Morgan Stanley$5011-19-2015
John Howard EckelsUBS Financial Services Inc.Morgan Stanley11-19-2015
James Arthur NicholsUBS Financial Services Inc.Morgan Stanley11-17-2015
Paul R. CoynerUBS Financial Services Inc.Morgan Stanley11-11-2015
Michael Parker Sherman Jr.UBS Financial Services Inc.Morgan Stanley$1011-06-2015
James Ryan NastasiUBS Financial Services Inc.Morgan Stanley10-27-2015
Anthony John CappielloUBS Financial Services Inc.Morgan Stanley$2510-23-2015
Kenneth Lee WebsterUBS Financial Services Inc.Morgan Stanley10-22-2015
Wayne Thomas LavalleeUBS Financial Services Inc.Morgan Stanley$5010-16-2015
Richard Michael GaigeUBS Financial Services Inc.Morgan Stanley10-16-2015
Jeremy Joseph ReedUBS Financial Services Inc.Morgan Stanley10-16-2015
Matt T StreifUBS Financial Services Inc.Morgan Stanley$1010-09-2015
Jon Elvin HawkUBS Financial Services Inc.Morgan Stanley$1010-07-2015
Brian John DejoyUBS Financial Services Inc.Morgan Stanley$10010-07-2015
Robert Micheal StringerUBS Financial Services Inc.Morgan Stanley10-02-2015
Ryan Ying-Nam ChengUBS Financial Services Inc.Morgan Stanley$2510-02-2015
Julie Ann ChoyUBS Financial Services Inc.Morgan Stanley$5010-01-2015
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Showing 151 to 175 of 1,024 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.