Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristin Elise TorresWaddell & ReedMorgan Stanley$509-02-2020
Mehul Amritlal KhivesaraWaddell & ReedMorgan Stanley01-08-2019
Keron A EdwardsWaddell & ReedMorgan Stanley09-15-2016
Scott J. MeredithWaddell & ReedMorgan Stanley08-05-2016
Darren K. CrowWaddell & ReedMorgan Stanley04-21-2016
David Brian AltwergerWaddell & ReedMorgan Stanley$1001-25-2016
Steven Victor KajalaWaddell & ReedMorgan Stanley08-14-2015
Karl Gregory SalocksWaddell & ReedMorgan Stanley07-01-2015
John Sramek Jr.Waddell & ReedMorgan Stanley05-04-2015
Ryan Nolan ConnellyWaddell & ReedMorgan Stanley05-01-2015
Robert David HergetWaddell & ReedMorgan Stanley04-30-2015
Samir Douat M'BiokaWaddell & ReedMorgan Stanley04-28-2015
Stephen T. ReisingWaddell & ReedMorgan Stanley04-17-2015
David Roy KobusWaddell & ReedMorgan Stanley02-20-2015
Richard Stephen SnyderWaddell & ReedMorgan Stanley02-02-2015
Vickie Laverne ClarkWaddell & ReedMorgan Stanley$112-05-2014
Ethan Marc SilvermanWaddell & ReedMorgan Stanley09-05-2014
Dylan C. WeirWaddell & ReedMorgan Stanley08-05-2014
Aaron W. HollisterWaddell & ReedMorgan Stanley06-23-2014
Jerri Lynn LovelandWaddell & ReedMorgan Stanley05-05-2014
Joseph Adam GauerWaddell & ReedMorgan Stanley$5003-26-2014
Edward J LapinskiWaddell & ReedMorgan Stanley03-07-2014
Mark Steven SobelWaddell & ReedMorgan Stanley11-15-2013
David P. RaineyWaddell & ReedMorgan Stanley$1011-15-2013
Edward Vincent SweeneyWaddell & ReedMorgan Stanley08-30-2013
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.