Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mehul Amritlal KhivesaraWaddell & ReedMorgan Stanley01-08-2019
Keron A EdwardsWaddell & ReedMorgan Stanley09-15-2016
Scott Justin MeredithWaddell & ReedMorgan Stanley08-05-2016
Darren Keith CrowWaddell & ReedMorgan Stanley04-21-2016
Steven Victor KajalaWaddell & ReedMorgan Stanley08-14-2015
Karl Gregory SalocksWaddell & ReedMorgan Stanley07-01-2015
John Sramek Jr.Waddell & ReedMorgan Stanley05-04-2015
Robert David HergetWaddell & ReedMorgan Stanley04-30-2015
Samir Douat MbiokaWaddell & ReedMorgan Stanley04-28-2015
Stephen Thomas ReisingWaddell & ReedMorgan Stanley04-17-2015
David Roy KobusWaddell & ReedMorgan Stanley02-20-2015
Rick Stephen SnyderWaddell & ReedMorgan Stanley02-02-2015
Ethan Marc SilvermanWaddell & ReedMorgan Stanley09-05-2014
Dylan Christopher WeirWaddell & ReedMorgan Stanley08-05-2014
Aaron W HollisterWaddell & ReedMorgan Stanley06-23-2014
Edward J LapinskiWaddell & ReedMorgan Stanley03-07-2014
Edward Emmett Carroll Jr.Waddell & ReedMorgan Stanley08-15-2013
Robert James YelenovskyWaddell & ReedMorgan Stanley05-16-2013
Edwin Leo EllingerWaddell & ReedMorgan Stanley03-04-2013
Mark Laverne WoodWaddell & ReedMorgan Stanley06-21-2012
James Richard Lowe IIWaddell & ReedMorgan Stanley09-26-2011
Christopher Ross SmeltzerWaddell & ReedMorgan Stanley09-23-2011
Douglas Owen BakerWaddell & ReedMorgan Stanley09-20-2011
Lonnie Eugene Gieber Jr.Waddell & ReedMorgan Stanley05-31-2011
David Wayne PlouseWaddell & ReedMorgan Stanley01-01-2011
Next Page »

Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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