Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher ApgarWells Fargo AdvisorsMorgan Stanley$31804-21-2017
Matthew J. McDowellWells Fargo AdvisorsMorgan Stanley$5303-06-2015
Thomas CagganelloWells Fargo AdvisorsMorgan Stanley$14501-08-2015
Tracy A. ChanWells Fargo AdvisorsMorgan Stanley$5009-12-2014
Linda GoodsonWells Fargo AdvisorsMorgan Stanley$11007-03-2014
James Wong, Matthew Barker, Justin Harris, Desiderio RodriquezWells Fargo AdvisorsMorgan Stanley$26402-28-2014
Theresa E. ChacopulosWells Fargo AdvisorsMorgan Stanley$30210-04-2013
Fred Costantino Sr., Fred Costantino Jr., Michael CostantinoWells Fargo AdvisorsMorgan Stanley$12309-27-2013
Arthur A. LevineWells Fargo AdvisorsMorgan Stanley06-06-2013
Ricardo KentWells Fargo AdvisorsMorgan Stanley$10005-24-2013
Paul BagnatoWells Fargo AdvisorsMorgan Stanley$16505-03-2013
William Seabrook, Kathleen ChiapponeWells Fargo AdvisorsMorgan Stanley$18004-05-2013
David Gordon, Kirsten GordonWells Fargo AdvisorsMorgan Stanley$30003-28-2013
David H. RascoeWells Fargo AdvisorsMorgan Stanley$8002-15-2013
Leon Ciobataru, Luiz BoruchowskiWells Fargo AdvisorsMorgan Stanley$21010-29-2012
Angel ColinaWells Fargo AdvisorsMorgan Stanley$24008-02-2012
Jeffrey Hollingsworth, William Simpson, Craig BillingsleyWells Fargo AdvisorsMorgan Stanley05-02-2012
Brad RudeWells Fargo AdvisorsMorgan Stanley$12902-23-2012
Lou Popielarcheck, Jr., Kristen Yablonsky, Michael T. JordanWells Fargo AdvisorsMorgan Stanley$13502-14-2012
Clovis Martin, Edward Jordan, Antonio AlmarazWells Fargo AdvisorsMorgan Stanley$20001-11-2012
Lawrence Durso, Kris FrazierWells Fargo AdvisorsMorgan Stanley$28009-26-2011
Shao TeWells Fargo AdvisorsMorgan Stanley$10509-07-2011
Jack Wong, Darryl NgWells Fargo AdvisorsMorgan Stanley$28909-07-2011
Judy Keng, Sue TengWells Fargo AdvisorsMorgan Stanley$16209-07-2011
Michael Parziale, Daniel MorilakWells Fargo AdvisorsMorgan Stanley$17508-25-2011
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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