Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholaus Calvin WarnerWells Fargo Advisors Financial Network, LLCMorgan Stanley06-10-2020
Thomas Berry HammannWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-29-2020
Jon Eric BostWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-01-2020
Christopher SzotWells Fargo Advisors Financial Network, LLCMorgan Stanley$5003-31-2020
Ted William DensmoreWells Fargo Advisors Financial Network, LLCMorgan Stanley$15003-06-2020
Nancy Hughes KlineWells Fargo Advisors Financial Network, LLCMorgan Stanley$15003-06-2020
Rachael Anne McBrideWells Fargo Advisors Financial Network, LLCMorgan Stanley03-06-2020
William Dale KlineWells Fargo Advisors Financial Network, LLCMorgan Stanley$5003-06-2020
David Riley DensmoreWells Fargo Advisors Financial Network, LLCMorgan Stanley03-06-2020
Jeffrey Paul GarzaWells Fargo Advisors Financial Network, LLCMorgan Stanley$10002-13-2020
Shaun D SmallWells Fargo Advisors Financial Network, LLCMorgan Stanley$5009-13-2019
Courtney Nichole SmuderWells Fargo Advisors Financial Network, LLCMorgan Stanley08-27-2019
Vicki Lynn AdamsWells Fargo Advisors Financial Network, LLCMorgan Stanley07-26-2019
Douglas S WardWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-11-2019
James Oscar LugoWells Fargo Advisors Financial Network, LLCMorgan Stanley$1,00007-11-2019
James Neal Washington IiWells Fargo Advisors Financial Network, LLCMorgan Stanley06-27-2019
Karen Elizabeth HubbardWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-10-2019
Joseph Bradley SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley05-09-2019
Michael Anthony AnselmiWells Fargo Advisors Financial Network, LLCMorgan Stanley$1,00004-18-2019
Craig Robert LundWells Fargo Advisors Financial Network, LLCMorgan Stanley$5002-15-2019
Patrick Neal StraderWells Fargo Advisors Financial Network, LLCMorgan Stanley$29102-14-2019
Jason Michael SprungWells Fargo Advisors Financial Network, LLCMorgan Stanley$5001-11-2019
Mark Sean RodrickWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Fred JaramilloWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Laura Dean Perkins MarkoffWells Fargo Advisors Financial Network, LLCMorgan Stanley01-08-2019
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Showing 1 to 25 of 222 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.