Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shaun D. SmallWells Fargo Advisors Financial Network, LLCMorgan Stanley$50009-13-2019
Courtney Nichole SmuderWells Fargo Advisors Financial Network, LLCMorgan Stanley08-27-2019
Vicki Lynn AdamsWells Fargo Advisors Financial Network, LLCMorgan Stanley07-26-2019
James Oscar LugoWells Fargo Advisors Financial Network, LLCMorgan Stanley$10007-11-2019
Douglas S WardWells Fargo Advisors Financial Network, LLCMorgan Stanley$50007-11-2019
James Neal Washington IIWells Fargo Advisors Financial Network, LLCMorgan Stanley06-27-2019
Karen Elizabeth HubbardWells Fargo Advisors Financial Network, LLCMorgan Stanley$50005-10-2019
Joseph Bradley SmithWells Fargo Advisors Financial Network, LLCMorgan Stanley$50005-09-2019
Michael Anthony AnselmiWells Fargo Advisors Financial Network, LLCMorgan Stanley$10004-18-2019
Craig Robert LundWells Fargo Advisors Financial Network, LLCMorgan Stanley$50002-15-2019
Patrick Neal StraderWells Fargo Advisors Financial Network, LLCMorgan Stanley$29102-14-2019
Lori Ann McguinnessWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-30-2019
Mark Sean RodrickWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Fred JaramilloWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Jason Michael SprungWells Fargo Advisors Financial Network, LLCMorgan Stanley$50001-11-2019
Laura Dean PerkinsWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-08-2019
John Horner IIIWells Fargo Advisors Financial Network, LLCMorgan Stanley$10011-28-2018
Anthony Joseph CipollaWells Fargo Advisors Financial Network, LLCMorgan Stanley$15010-23-2018
Andrew V. VillafrancaWells Fargo Advisors Financial Network, LLCMorgan Stanley10-15-2018
Emir CulovWells Fargo Advisors Financial Network, LLCMorgan Stanley$50005-10-2018
Amela CulovWells Fargo Advisors Financial Network, LLCMorgan Stanley$50005-10-2018
Matthew T. RichardsWells Fargo Advisors Financial Network, LLCMorgan Stanley$50005-10-2018
Alexander Karl TrevesWells Fargo Advisors Financial Network, LLCMorgan Stanley$50005-01-2018
Ann Margaret Aliac MacagbaWells Fargo Advisors Financial Network, LLCMorgan Stanley11-02-2017
William Patrick PremockWells Fargo Advisors Financial Network, LLCMorgan Stanley$10011-01-2017
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Showing 1 to 25 of 298 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.