Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Lynn DowningWells Fargo Clearing Services, LLCMorgan Stanley10-02-2020
Damon Michael DelutiesWells Fargo Clearing Services, LLCMorgan Stanley$10009-18-2020
Dawn Marie CobakWells Fargo Clearing Services, LLCMorgan Stanley09-18-2020
Gary Alan RubinWells Fargo Clearing Services, LLCMorgan Stanley$10009-10-2020
Joseph Andrew WolfWells Fargo Clearing Services, LLCMorgan Stanley$5009-09-2020
Michael Patrick DunfeeWells Fargo Clearing Services, LLCMorgan Stanley$10008-28-2020
Michael Bernard BoucherWells Fargo Clearing Services, LLCMorgan Stanley$5008-28-2020
Andrew Joshua KatzWells Fargo Clearing Services, LLCMorgan Stanley$5008-28-2020
James Avery MerrittWells Fargo Clearing Services, LLCMorgan Stanley$10008-21-2020
Marc Edward PrdaWells Fargo Clearing Services, LLCMorgan Stanley$5508-14-2020
John Erwin HofmanWells Fargo Clearing Services, LLCMorgan Stanley$5008-05-2020
James Arthur HofmanWells Fargo Clearing Services, LLCMorgan Stanley08-05-2020
Robert Stevens HofmanWells Fargo Clearing Services, LLCMorgan Stanley08-05-2020
Joseph Aaron Matthew JrWells Fargo Clearing Services, LLCMorgan Stanley$10008-04-2020
Kelly Suzanne CavesWells Fargo Clearing Services, LLCMorgan Stanley$5007-16-2020
Brian Daniel WieseWells Fargo Clearing Services, LLCMorgan Stanley$8207-16-2020
Jeffrey Daniel GrenierWells Fargo Clearing Services, LLCMorgan Stanley07-16-2020
Wolfgang Johannes HawlischWells Fargo Clearing Services, LLCMorgan Stanley$8407-14-2020
Ira ReichsteinWells Fargo Clearing Services, LLCMorgan Stanley$5007-01-2020
Alison M FoehrWells Fargo Clearing Services, LLCMorgan Stanley06-26-2020
Kevin John MeyersWells Fargo Clearing Services, LLCMorgan Stanley$15006-26-2020
John Holland RinggenbergWells Fargo Clearing Services, LLCMorgan Stanley06-26-2020
Kirsten EhrichWells Fargo Clearing Services, LLCMorgan Stanley06-26-2020
Gregg Allen EmchWells Fargo Clearing Services, LLCMorgan Stanley$5006-26-2020
Daniel Correa IIIWells Fargo Clearing Services, LLCMorgan Stanley$5006-18-2020
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Showing 1 to 25 of 1,365 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.