Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Bernard WrightWells Fargo Clearing Services, LLCMorgan Stanley05-01-2020
Elton Ping He LaiWells Fargo Clearing Services, LLCMorgan Stanley05-01-2020
Neil Rajaram ParekhWells Fargo Clearing Services, LLCMorgan Stanley04-22-2020
Armanni J MalatyWells Fargo Clearing Services, LLCMorgan Stanley04-07-2020
Falguni Ajay SanghaviWells Fargo Clearing Services, LLCMorgan Stanley03-25-2020
Mitchell Jay SchoenbaumWells Fargo Clearing Services, LLCMorgan Stanley03-19-2020
Carson S. AndersonWells Fargo Clearing Services, LLCMorgan Stanley02-26-2020
Richard James SampleWells Fargo Clearing Services, LLCMorgan Stanley01-23-2020
William H. FinneganWells Fargo Clearing Services, LLCMorgan Stanley01-13-2020
Paul M. MichlikWells Fargo Clearing Services, LLCMorgan Stanley01-03-2020
Chace Westin MckinneyWells Fargo Clearing Services, LLCMorgan Stanley01-02-2020
Michael Peter TudorWells Fargo Clearing Services, LLCMorgan Stanley12-11-2019
Vincent James LukasikWells Fargo Clearing Services, LLCMorgan Stanley11-21-2019
Joseph Thomas GraviniWells Fargo Clearing Services, LLCMorgan Stanley11-15-2019
Rebecca Elfreda PowellWells Fargo Clearing Services, LLCMorgan Stanley11-14-2019
Joyce Carter EmmellWells Fargo Clearing Services, LLCMorgan Stanley11-08-2019
Angelo Tyler RisolaWells Fargo Clearing Services, LLCMorgan Stanley11-08-2019
Jennifer Marie BerginWells Fargo Clearing Services, LLCMorgan Stanley11-01-2019
Donna Lynn WigginsWells Fargo Clearing Services, LLCMorgan Stanley10-24-2019
Mark Philip SchmidtWells Fargo Clearing Services, LLCMorgan Stanley10-15-2019
Gerald Daniel RamirezWells Fargo Clearing Services, LLCMorgan Stanley10-11-2019
Helen Marie DevitoWells Fargo Clearing Services, LLCMorgan Stanley10-10-2019
Michael James MobleyWells Fargo Clearing Services, LLCMorgan Stanley09-26-2019
Elizabeth Ann TremaglioWells Fargo Clearing Services, LLCMorgan Stanley09-26-2019
Marc Robert EngelmanWells Fargo Clearing Services, LLCMorgan Stanley09-20-2019
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Showing 1 to 25 of 1,665 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.