Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joseph HertzogWells Fargo Clearing Services, LLCMorgan Stanley06-26-2009
William Jay KuleshWells Fargo Clearing Services, LLCMorgan Stanley10-05-2012
Wayne Cary BallingerWells Fargo Clearing Services, LLCMorgan Stanley08-26-2011
Travis Kent DillardWells Fargo Clearing Services, LLCMorgan Stanley$15008-28-2015
Tiffany S. CallahanWells Fargo Clearing Services, LLCMorgan Stanley$102-13-2015
Tara Lynn LattimerWells Fargo Clearing Services, LLCMorgan Stanley01-26-2012
Susan Mary VoelkelWells Fargo Clearing Services, LLCMorgan Stanley06-10-2009
Stephen Hendrie LedyardWells Fargo Clearing Services, LLCMorgan Stanley$5005-17-2013
Stephen Edward PetteeWells Fargo Clearing Services, LLCMorgan Stanley$8503-15-2019
Shawn Arthur WelchWells Fargo Clearing Services, LLCMorgan Stanley10-29-2010
Ryan James HalleranWells Fargo Clearing Services, LLCMorgan Stanley10-02-2012
Robert Belton JonesWells Fargo Clearing Services, LLCMorgan Stanley$2508-31-2012
Nickolaus Andrew RoeschleyWells Fargo Clearing Services, LLCMorgan Stanley10-05-2012
Michael Lee BarlowWells Fargo Clearing Services, LLCMorgan Stanley11-12-2012
Mary Frances R. EwingWells Fargo Clearing Services, LLCMorgan Stanley01-26-2012
Larry D. Mortenson IIWells Fargo Clearing Services, LLCMorgan Stanley03-01-2013
Kyle Andrew SteinbuchWells Fargo Clearing Services, LLCMorgan Stanley03-28-2013
Kristin Ingrid BeckerWells Fargo Clearing Services, LLCMorgan Stanley$503-02-2020
Kenneth David MarkerWells Fargo Clearing Services, LLCMorgan Stanley10-21-2010
Juan Manuel LeyWells Fargo Clearing Services, LLCMorgan Stanley02-13-2015
Joseph V IppolitoWells Fargo Clearing Services, LLCMorgan Stanley10-02-2012
Jon David ArdellWells Fargo Clearing Services, LLCMorgan Stanley01-06-2017
John Russell GrahamWells Fargo Clearing Services, LLCMorgan Stanley$10001-03-2011
Jeffrey Samuel WassonWells Fargo Clearing Services, LLCMorgan Stanley11-09-2012
Jane Elizabeth SchroederWells Fargo Clearing Services, LLCMorgan Stanley06-10-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.