Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Barry CookWells Fargo Clearing Services, LLCMorgan Stanley01-17-2013
Dawn M. SalisburyWells Fargo Clearing Services, LLCMorgan Stanley09-21-2018
Duncan Keith MackayWells Fargo Clearing Services, LLCMorgan Stanley$5002-14-2020
John Kennedy MarshallWells Fargo Clearing Services, LLCMorgan Stanley02-15-2019
Lisa Marie ElbertWells Fargo Clearing Services, LLCMorgan Stanley$15004-09-2010
Lloyd Thomas LaytonWells Fargo Clearing Services, LLCMorgan Stanley$5003-20-2015
Pedro Andres LugoWells Fargo Clearing Services, LLCMorgan Stanley09-04-2014
Riley Charles ClarkWells Fargo Clearing Services, LLCMorgan Stanley07-01-2016
Sebastian James Buonato IIIWells Fargo Clearing Services, LLCMorgan Stanley09-17-2014
Sebastian ParaudWells Fargo Clearing Services, LLCMorgan Stanley03-02-2010
Thomas Harold ClarkWells Fargo Clearing Services, LLCMorgan Stanley$1007-01-2016

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.