Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Nolan HoyleWells Fargo Clearing Services, LLCMorgan Stanley10-03-2011
William H. FinneganWells Fargo Clearing Services, LLCMorgan Stanley01-13-2020
William Collins TenneyWells Fargo Clearing Services, LLCMorgan Stanley$5010-23-2015
Victor Manuel De La RosaWells Fargo Clearing Services, LLCMorgan Stanley11-13-2013
Timothy Bryan StansburyWells Fargo Clearing Services, LLCMorgan Stanley10-03-2011
Thomas Malcolm DavisWells Fargo Clearing Services, LLCMorgan Stanley02-24-2011
Susanna Dee PollockWells Fargo Clearing Services, LLCMorgan Stanley11-15-2017
Siria Pylar PinkstonWells Fargo Clearing Services, LLCMorgan Stanley06-26-2012
Sierra L. TellezWells Fargo Clearing Services, LLCMorgan Stanley12-07-2018
Sean Patrick McGrathWells Fargo Clearing Services, LLCMorgan Stanley$1006-07-2013
Sean Patrick MacroryWells Fargo Clearing Services, LLCMorgan Stanley$5002-28-2019
Sean Arundel LewisWells Fargo Clearing Services, LLCMorgan Stanley$10008-02-2019
Sandra A BotticelliWells Fargo Clearing Services, LLCMorgan Stanley05-04-2012
Sanae KobayashiWells Fargo Clearing Services, LLCMorgan Stanley$1,00008-02-2019
Sabino Michael ZarroWells Fargo Clearing Services, LLCMorgan Stanley$5011-06-2009
Ryan Eric MathisWells Fargo Clearing Services, LLCMorgan Stanley$20010-30-2009
Rolf Philip LarsonWells Fargo Clearing Services, LLCMorgan Stanley$10009-01-2016
Robert Raymond RobertiWells Fargo Clearing Services, LLCMorgan Stanley02-03-2012
Robert Lee MorrisonWells Fargo Clearing Services, LLCMorgan Stanley07-18-2014
Robert Jason WyattWells Fargo Clearing Services, LLCMorgan Stanley$5006-25-2010
Riad Farid ChehlaouiWells Fargo Clearing Services, LLCMorgan Stanley12-11-2014
Rachel Ann HertlWells Fargo Clearing Services, LLCMorgan Stanley01-25-2019
Penny Rene DiragoWells Fargo Clearing Services, LLCMorgan Stanley$10012-05-2012
Peggy Weisenfelder EtheridgeWells Fargo Clearing Services, LLCMorgan Stanley$10008-31-2012
Peggy Sue ZarroWells Fargo Clearing Services, LLCMorgan Stanley$5011-06-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.