Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Randall PlottAllstate Financial Services, LLCMorgan Stanley10-16-2015
Hope Michele StrongAmeriprise Financial Services, Inc.Morgan Stanley$50006-13-2016
Mark Francis PoslajkoAmeriprise Financial Services, Inc.Morgan Stanley$25009-02-2011
Dennis Randall LairdAmeriprise Financial Services, Inc.Morgan Stanley$15010-15-2010
Pearson Compton MatthewsAmeriprise Financial Services, Inc.Morgan Stanley$25010-15-2010
Angelo Michael FerlisiAmeriprise Financial Services, Inc.Morgan Stanley$25010-15-2010
Robert William MorrisAmeriprise Financial Services, Inc.Morgan Stanley$50010-15-2010
William Lee Howell Jr.Ameriprise Financial Services, Inc.Morgan Stanley$50002-01-2010
Kenneth Dale Griffin Sr.Ameriprise Financial Services, Inc.Morgan Stanley01-15-2010
Donald Sherwood LundyAmeriprise Financial Services, Inc.Morgan Stanley$50001-04-2010
Glenn Edward Brandon Jr.BB&T Securities, LLCMorgan Stanley$10009-25-2015
Ross Douglass JordanBBVA Securities Inc.Morgan Stanley$15007-17-2018
Robert Keith GlassBBVA Securities Inc.Morgan Stanley$10006-25-2015
Thomas Reed Avant Jr.Benjamin F. Edwards & Company, Inc.Morgan Stanley$10012-21-2018
Charles Benjamin ChapmanCetera Investment Services LLCMorgan Stanley$50004-20-2018
Jason Allan SpiveyCetera Investment Services LLCMorgan Stanley01-21-2016
Stephania Wilson StreitCetera Investment Services LLCMorgan Stanley08-08-2013
Jason M. HealyCUNA Brokerage Services, Inc.Morgan Stanley$10011-01-2010
Adam Patrick KlineFirst Heartland Capital, Inc.Morgan Stanley10-01-2013
Nathan Ryan NovotnyHancock Whitney Investment Services Inc.Morgan Stanley09-23-2015
James Ellis Day IIIHighTower Securities, LLCMorgan Stanley$25006-24-2016
Robert D. WarrenHighTower Securities, LLCMorgan Stanley$15007-25-2014
Joseph R. Agee IIIKeel Point Capital, LLCMorgan Stanley$25003-01-2019
Caroline Bentley GabigKeel Point Capital, LLCMorgan Stanley07-07-2017
Margaret Barnes AaronKeel Point Capital, LLCMorgan Stanley$25001-29-2016
Next Page »

Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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